 |
|
|
Of 26 Indian law cases heard by the United States Supreme Court
in the last
decade, 21 of these cases were decided against Indian tribes, Indian country,
or Indian individual rights such as religious freedom; and 2 more of the
cases were partial losses. Since 1994, there has been a single Indian
law case decided in favor of Indians (Kiowa Tribe v. Manufacturing
Technologies), and one case which was a partial victory for Indians
(Oklahoma Tax Comm'n v. Chickasaw Nation).
| CASE NAME: |
For or against Indian country? |
| 1988 Lyng v. Northwest Indian Cemetery Protective Association,
485 U.S. 439, 108 S.Ct. 1319, 99 L.Ed.2d 534 |
5-3 AGAINST |
| 1989 Oklahoma Tax Comm'n v. Graham, 489 U.S. 838, 109 S.Ct. 1519, 103 L.Ed.2d 924 |
Per Curiam AGAINST |
| Mississippi Band of Choctaw Indians v. Holyfield, 490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 |
6-3 FOR |
| Cotton Petroleum Corp. v. New Mexico, 490 U.S. 163, 109 S.Ct. 1698, 104 L.Ed.2d 209 |
6-3 AGAINST |
| Brendale v. Confederated Tribes and Bands of Yakima Indian Nation, 492 U.S. 408, 109 S.Ct. 2994, 106 L.Ed.2d 343 |
Plurality AGAINST |
| 1990 Employment Div., Dept. Of Human Resources of State of Oregon v. Smith, 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 |
6-3 AGAINST |
| Duro v. Reina, 495 U.S. 676, 110 S.Ct. 2053, 109 L.Ed.2d 693 |
7-2 AGAINST |
| 1991 Oklahoma Tax Comn'n v. Citizen Band Potawatomi Indian Tribe of Oklahoma, 498 U.S. 505, 111 S.Ct. 905,109 L. Ed.2d 112 |
Unanimous PARTIAL |
| Blatchford v. Native Village of Noatak and Circle Village 501 U.S. 775, 111 S.Ct. 2578, 115 L.Ed.2d 686 |
6-3 AGAINST |
| 1992 County of Yakima v. Confederated Tribes and Bands of Yakima Indian Nation, 502 U.S. 251, 112 S.Ct. 688,116 L.Ed.2d 687 |
7-1 AGAINST |
| 1993 Negonsott v. Samuels, 507 U.S. 99, 113 S.Ct. 1119,122 L.Ed.2d 457 |
Unanimous AGAINST |
| OklahomaTax Comm'n v. Sac and Fox Nation, 508 U.S. 114, 113 S.Ct. 1985, 124 L.Ed.2d 30 |
Unanimous FOR |
| South Dakota v. Bourland, 508 U.S. 679, 113 S.Ct. 2309,124 L.Ed.2d 606 |
7-2 AGAINST |
| Lincoln v. Vigil, 508 U.S. 182, 113 S.Ct. 2024,124 L.Ed.2d 101 |
Unanimous AGAINST |
| 1994 Hagen v. Utah, 510 U.S. 399, 114 S.Ct. 958,127 L.Ed.2d 252 |
7-2 AGAINST |
| Dept. Of Taxation and Finance of New York v. Milhelm Attea & Bros, Inc., 512 U.S. 61, 114 S.Ct. 2028, 129 L.Ed.2d.52 |
Unanimous AGAINST |
| 1995 Oklahoma Tax Comm'n v. Chickasaw Nation, 515 U.S. 450, 115 S.Ct. 2214, 132 L.Ed.2d 400 |
5-4 PARTIAL |
| 1996Seminole Tribe of Florida v. Florida, 517 U.S. 44,116 S.Ct. 1114, 134 L.Ed.2d 252 |
5-3 AGAINST |
| 1997 Babbitt v. Youpee, 519 U.S. 234, 117 S.Ct. 727,136 L.Ed. 2d 696 |
8-1 AGAINST |
| Strate v. A-1 Contractors, 520 U.S. 438, 117 S.Ct. 1404, 137 L.Ed.2d 661 |
Unanimous AGAINST |
| Idaho v. Coeur d' Alene Tribe of Idaho, 521 U.S. 261,117 S.Ct. 2028, 138 L.Ed.2d 438 |
5-3 AGAINST |
| 1998 South Dakota v. Yankton Sioux Tribe, 118 S.Ct. 789,139 L.Ed.2d 773 |
Unanimous AGAINST |
| Alaska v. Native Vllage of Venetie Tribal Government,118 S.Ct. 948, 140 L.Ed.2d 30 |
Unanimous AGAINST |
| Montana v. Crow Tribe of Indians, 118 S.Ct. 1650,140 L.Ed.2d 898 |
7-2 AGAINST |
| Kiowa Tribe of Oklahoma v. Manufacturing Technologies, Inc., 118 S.Ct. 1700, 140 L.Ed.2d 981 |
6-3 FOR |
| Cass County, Minn. v. Leech Lake Band of Chippewa Indians, 118 S.Ct. 1904, 141 L.Ed.2d 90 |
Unanimous AGAINST |
INDEX OF CASES
Alphabetical by Plaintiff Name:
Alaska
v. Native Village of Venetie Tribal Government,118 S.Ct. 948, 140 L.Ed.2d 30
(1998)
Babbitt v. Youpee, 519 U.S. 234,
117 S.Ct. 727,136
L.Ed. 2d 696 (1997)
Blatchford v.
Native Village of Noatak and Circle
Village 501 U.S. 775, 111 S.Ct. 2578, 1 15 L.Ed.2d 686 (1991)
Brendale v.
Confederated Tribes and Bands of Yakima
Indian Nation, 492 U.S. 408, 109 S.Ct. 2994, 106 L.Ed.2d 343 (1989)
Cass County, Minn. v. Leech Lake Band of Chippewa Indians, 118 S.Ct. 1904,
141 L.Ed.2d 90 (1998)
Cotton Petroleum Corp. v. New Mexico,490 U.S. 163, 109
S.Ct. 1698, 104 L.Ed.2d 209 (1989)
County of Yakima v. Confederated Tribes and Bands of
Yakima Indian Nation, 502 U.S. 251, 112 S.Ct. 688,116 L.Ed.2d 687 (1992)
Dept. Of Taxation and Finance of New York v. Milhelm
Attea & Bros, Inc., 512 U.S. 61, 114 S.Ct. 2028, 129 L.Ed.2d. 52 (1994)
Duro v. Reina, 495 U.S. 676, 110 S.Ct. 2053,109 L. Ed.2d
693 (1990)
Employment Div., Dept. Of Human Resources of State
of Oregon v. Smith, 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990)
Hagen v. Utah, 510 U.S. 399, 114 S.Ct. 958,127 L.Ed.2d
252 (1994)
Idaho v. Coeur d'Alene Tribe of Idaho, 521 U.S. 261,117
S.Ct. 2028, 138 L.Ed.2d 438 (1997)
Kiowa Tribe of Oklahoma v. Manufacturing Technologies, Inc., 118 S.Ct. 1700, 140 L.Ed.2d
981 (1998)
Lincoln v. Vigil, 508 U.S. 182, 113 S.Ct. 2024,124
L.Ed.2d 101 (1993)
Lyng v. Northwest Indian Cemetery Protective Association,
485 U.S. 439, 108 S.Ct. 1319, 99 L.Ed.2d 534 (1988)
Mississippi Band of Choctaw Indians v. Holyfield,490
U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989)
Montana v. Crow Tribe of Indians, 118 S.Ct. 1650,140
L.Ed.2d 898 (1998)
Negonsott v. Samuels, 507 U.S. 99, 113 S.Ct. 1119,122
L.Ed.2d 457 (1993)
Oklahoma Tax Comm'n v. Chickasaw Nation, 515 U.S.
450, 115 S.Ct. 2214, 132 L.Ed.2d 400 (1995)
Oklahoma Tax Comn'n v. Citizen Band Potawatomi
Indian Tribe of Oklahoma, 498 U.S. 505, 111 S.Ct. 905,109 L. Ed.2d 112 (1991)
Oklahoma Tax Comm'n v. Graham, 489 U.S. 838, 109
S.Ct. 1519, 103 L.Ed.2d 924 (1989)
Oklahoma Tax Comm'n v. Sac and Fox Nation, 508 U.S.
114, 113 S.Ct. 1985, 124 L.Ed.2d 30 (1993)
Seminole Tribe of Florida v. Florida, 517 U.S. 44,1
16 S.Ct. 1114, 134 L.Ed.2d 252 (1996)
South Dakota v. Bourland, 508 U.S. 679, 113 S.Ct. 2309,124
L.Ed.2d 606 (1993)
South Dakota v. Yankton Sioux Tribe, 118 S.Ct. 789,139
L.Ed.2d 773 (1998)
Strate v. A-1 Contractors, 520 U.S. 438, 117 S.Ct. 1404,137
L.Ed.2d 661 (1997)
Lyng, Secretary of Agriculture, et al. v. Northwest
Indian Cemetery Protective Association, et al.
Docket No. 86-1013 Argued November 30, 1987 Decided April 19, 1988
CITATION: 485 U.S. 439, 108 S.Ct. 1319, 99 L.Ed.2d 534 (1988)
SYNOPSIS: The U. S Supreme Court held that protecting American
Indian sacred sites is not a cognizable claim under the American Indian
Religious Freedom Act, and is not protected by the Free Exercise Clause
of the First Amendment to the Constitution. The Court rejected the traditional
balancing test (governmental interest versus burden on free exercise of
religion) in favor of holding that where the federal government does not
coerce individuals into violating their religious beliefs or penalize
their religious activities by denying them rights and benefits available
to others, the government may develop its own property without regard
to its interference with religious practices. At issue in this case was
whether the First Amendment's Free Exercise Clause prohibits the Government
from permitting timber harvesting in, or constructing a road through,
a portion of a National Forest that has traditionally been used for religious
purposes by members of three American Indian tribes in northwestern California.
The Supreme Court held that it did not. Justice O'Connor filed the opinion
for the majority, joined by Justices Rehnquist, White, Stevens and Brennan.
Justices Brennan, Marshall and Blackmun filed a dissenting opinion. Justice
Kennedy took no part in the consideration or decision of the case.
HISTORY: In 1982, the United States Forest Service prepared a final
environmental impact statement for constructing a paved road through federal
land, including the Chimney Rock area of the Six Rivers National Forest.
This area, as reported in a study commissioned by the Service, had historically
been used by certain American Indian tribes for religious rituals that
depend on privacy, silence, and an undisturbed natural setting. The Service
rejected the study's recommendation that the road not be completed through
the Chimney Rock area because it would irreparably damage the sacred areas,
and also rejected alternative routes outside the National Forest. Instead,
the Service selected a route through the Chimney Rock area that avoided
archeological sites and was removed as far as possible from the sites
used by the Indians for specific spiritual activities. About the same
time, the Service adopted a management plan that allowed for timber harvesting
in these same areas, providing for protective zones around all the religious
sites identified in the study. After exhausting administrative remedies,
the respondents filed suit in Federal District Court challenging the road-building
and the timber-harvesting decisions. The court issued a permanent injunction
that prohibited the Government from constructing the Chimney Rock section
of the road or putting the timber-harvesting into effect, holding, inter
alia, that such actions would violate the Indians' rights under the Free
Exercise Clause of the First Amendment and would violate certain federal
statutes. The Court of Appeals affirmed.
HELD: 1) The courts below did not clearly explain whether - in
keeping with the principle requiring that courts reach constitutional
questions only when necessary - they determined that a decision on the
First Amendment was necessary because it might entitle respondents to
relief beyond that to which they were entitled on their statutory claims.
The structure and working of the District Court's injunction, however,
suggest that the statutory holding would have supported all of the relief
granted, and the Court of Appeals' silence as to the necessity of reaching
the First Amendment issue may have reflected its understanding that the
District Court's injunction necessarily rested in part on constitutional
grounds. Because it appears reasonably likely that the First Amendment
issue was necessary to the decisions below, and because the Government
is confident that it can cure the statutory defects identified below,
it would be inadvisable for this Court to vacate and remand without addressing
the constitutional question on the merits. Pp. 445-447.
2) The Free Exercise Clause does not prohibit the Government from prohibiting
timber harvesting in the Chimney Rock area or constructing the proposed
road. Pp. 447-458.
a) In Bowen v. Roy, 476 US 693 (which held that a federal statute
requiring States to use Social Security numbers in administering certain
welfare programs did not violate Indian religious rights under the Free
Exercise Clause) this Court rejected the same kind of challenge that respondents
assert. Just as in Roy, the affected individuals here would not be coerced
by the Government's action into violating their religious beliefs; nor
would the governmental action penalize the rights,benefits and privileges
enjoyed by other citizens. Incidental effects of government programs,
which may interfere with the practice of certain religions,but which have
no tendency to coerce individuals into acting contrary to their religious
beliefs, do not require government to bring forward a compelling justification
for its otherwise lawful actions. The Free Exercise Clause is written
in terms of what the government cannot do to the individual, not in terms
of what the individual can exact from the government. Even assuming that
the Government's actions here will virtually destroy the Indians' ability
to practice their religion, the Constitution simply does not provide a
principle that could justify upholding the respondents' legal claims.
Pp. 447-453.
b) The Government's right to the use of its own lands need not and should
not discourage it from accommodating religious practices like those engaged
in by the Indian respondents. The Government has taken numerous steps
to minimize the impact that construction of the road will have on the
Indians' religious activities - such as choosing the route that best protects
sites of specific rituals from adverse audible intrusions, and planning
steps to reduce the visual impact of the road on the surrounding country.
Such solicitude accords with the policy and requirements of the American
Indian Religious Freedom Act. Contrary to the respondents' contention,
however, that Act does not create any enforceable right that could authorize
the District Court's injunction. Pp. 453-455. 795 F.2d688, reversed and
remanded.
Oklahoma
Tax Commission v. Graham, et al.
Docket No. 88-266 Argued February 21, 1989 Decided March 29, 1989
CITATION: 489 US 838, 109 S.Ct. 1519, 103 L.Ed.2d 924 (1989)
SYNOPSIS: The U. S. Supreme Court found that the federal tribal
immunity defense to state claims does not permit removal of the underlying
action to federal court in this opinion. At issue in this case was whether
a tribe may remove a state action to federal court where the complaint
is facially based on state law, but contains the implicit federal question
of tribal sovereign immunity. Per Curiam decision.
HISTORY: Respondent Chickasaw Nation owns and operates a motor
in Oklahoma, where it conducts bingo games and sells cigarettes. The state
filed a state-court suit against the Tribe and respondent inn manager
to collect unpaid state taxes on these activities. The Tribe, asserting
federal-question jurisdiction, removed the action to Federal District
Court. The State's motion to remand the case to state court on the grounds
that the complaint alleged only state statutory violations and state tax
liabilities was denied by the District Court, which held that the complaint
implicated the federal question of tribal immunity since it sought to
apply state law to an Indian tribe. Thereafter,the court dismissed the
suit, finding it barred by tribal sovereign immunity. The Court of Appeals
affirmed, noting that as a prerequisite to stating jurisdiction over an
Indian tribe, an alleged waiver or consent to suit is a necessary element
of a well-pleaded complaint. The Court held to that decision on remand
from the U.S. Supreme Court, finding that the rule of Caterpillar Inc.
v.Williams, 483 U.S. 386 (in order to support federal-question removability,
a complaint on its face must present a federal claim) did not apply to
the State's complaint. It held that although nothing within the complaint's
literal language suggested the implication of a federal question, such
a question was inherent within the complaint because of the parties subject
to the action.
HELD:This case was improperly removed from the Oklahoma courts.
The Court of Appeals' decision is plainly inconsistent with Caterpillar.
The possible existence of a federal tribal immunity defense to the State's
claims did not convert a suit arising under state law to one which, in
the statutory sense, arises under federal law. And there was no independent
basis for original federal jurisdiction to support removal. This jurisdictional
question was not affected by the fact that tribal immunity is governed
by federal law, since Congress has expressly provided by statute for removal
when it desired federal courts to adjudicate defenses based on federal
immunities. 846F.2d 1258, reversed.
Mississippi
Choctaw Indian Band v. Holyfield, et al.
Docket No. 87-980 Argued January 11, 1989 Decided April 3, 1989
CITATION: 490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989)
SYNOPSIS: The U. S. Supreme Court found that the definition of
"domicile" under the Indian Child Welfare Act should be defined by federal
common law, versus state law, upholding ICWA's purpose of removing jurisdiction
of child custody proceedings from state courts to tribal courts. The case
establishes that a legitimate child takes the domicile of its parents,
and an illegitimate child takes the domicile of its mother. At issue in
this case was whether provisions of the Indian Child Welfare Act establishing
tribal jurisdiction over child custody proceedings are limited to Indian
children domiciled on the tribe's reservation. Justice Brennan filed the
majority opinion, joined by Justices White, Marshall, Blackmun,O'Connor
and Scalia. Justices Stevens, Rehnquist, and Kennedy filed a dissenting
opinion.
HISTORY: On the basis of extensive evidence indicating that large
numbers of Indian children were being separated from their families and
tribes and were being placed in non-Indian homes through state adoption,
foster care, and parental rights termination proceedings, and that this
practice caused serious problems for the children, their parents, and
their tribes, Congress enacted the Indian Child Welfare Act of 1978 (ICWA)
which, inter alia, gives tribal courts exclusive jurisdiction over custody
proceedings involving an Indian child "who resides or is domiciled within"
a tribe's reservation. This case involves the status of twin illegitimate
babies, whose parents were enrolled members of appellant Tribe and residents
and domiciliaries of its reservation in Neshoba County, Mississippi. After
the twins' births in Harrison County, some 200 miles from the reservation,
and their parents' execution of consent-to-adoption forms, they were adopted
in that county's Chancery Court by the appellees Holyfield, who were non-Indian.
That court subsequently overruled appellant's motion to vacate the adoption
decree, which was based on the assertion that under the ICWA exclusive
jurisdiction was vested in appellant's tribal court. The Supreme Court
of Mississippi affirmed, holding, among other things, that the twins were
not "domiciled" on the reservation under state law, in light of the Chancery
Court's findings (1) that they had never been physically present there,
and (2) that they were "voluntarily surrendered" by their parents,
who went to some efforts to see that they were born outside the reservation
and promptly arranged for their adoption. Therefore, the court said, the
twins' domicile was in Harrison County and the Chancery Court properly
exercised jurisdiction over the adoption proceedings.
HELD: The twins were "domiciled"on the Tribe's reservation within
the meaning of the ICWA's exclusive tribal jurisdiction provision, and
the Chancery Court was, accordingly, without jurisdiction to enter the
adoption decree. Pp. 42-54.
a) Although the ICWA does not define "domicile," Congress clearly intended
a uniform federal law of domicile for the ICWA and did not consider the
definition of the word to be a matter of state law. The ICWA's purpose
was, in part, to make clear that in certain situations the state courts
did not have jurisdiction over child custody proceedings. In fact, the
statutory congressional findings demonstrate that Congress perceived the
States and their courts as partly responsible for the child separation
problem it intended to correct. Thus, it is most improbable that Congress
would have intended to make the scope of the statute's key jurisdictional
provision subject to definition by state courts as a matter of state law.
Moreover, Congress could hardly have intended the lack of nationwide uniformity
that would result from state-law definitions of "domicile,"whereby different
rules could apply from time to time to the same Indian child, simply as
a result of his or her being moved across state lines. Pp. 43-47.
b) The generally accepted meaning of the term "domicile" applies
under the ICWA to the extent that it is not inconsistent with the objectives
of the statute. In the absence of a statutory definition, it is generally
assumed that the legislative purpose is expressed by the ordinary meaning
of the words used, in light of the statute's object and policy. Well-settled
common-law principles provide that the domicile of minors, who generally
are legally incapable of forming the requisite intent to establish a domicile,
is determined by that of their parents, which has traditionally meant
the domicile of the mother in the case of illegitimate children. Thus,
since the domicile of the twins' mother (as well as their father) has
been, at all relevant times, on appellant's reservation, the twins were
also domiciled there even though they have never been there. The result
is not altered by the fact that they were "voluntarily surrendered" for
adoption. Congress enacted the ICWA because of concerns going beyond the
wishes of individual parents, finding that the removal of Indian children
from their cultural setting seriously impacts on long-term tribal survival
and has a damaging social and psychological impact on many individual
Indian children. These concerns demonstrate that Congress could not have
intended to enact a rule of domicile that would permit individual Indian
parents to defeat the ICWA's jurisdictional scheme simply by giving birth
and placing the child for adoption off the reservation. Pp. 47-53. 511
So. 2d 918, reversed and remanded.
Cotton
Petroleum Corp., et al., v. New Mexico, et al.
Docket No. 87-1327 Argued November 30, 1988 Decided April 25, 1989
CITATION: 490 U.S. 163, 109 S.Ct. 1698, 104 L.Ed.2d 209 (1989)
SYNOPSIS:
The U. S. Supreme Court upheld the State of New Mexico's right to impose
a severance tax on non-Indian oil and gas lessees on the Jicarilla Apache
Indian Reservation, despite the fact that the Tribe imposed the same severance
tax on the same lessees. Thus, a tribal tax does not preempt a state tax
even where the result is double taxation on businesses who deal with tribes,
and the outcome is an economic disadvantage to the tribe. At issue in
this case is whether the State of New Mexico can impose its severance
taxes on the production of oil and gas by non-Indian lessees of wells
located on the Jicarilla Apache Tribe's reservation, and on which the
Tribe also has power to impose severance taxes. Justice Stevens delivered
the opinion of the Court, joined by Justices Rehnquist, White, O'Connor,
Scalia, and Kennedy. Justices Blackmun, Brennan and Marshall filed a dissenting
opinion.
HISTORY: Pursuant to authority granted by the Indian Mineral Leasing
Act of 1938 (1938 Act), the Jicarilla Apache Tribe leased lands on its
New Mexico reservation to appellant Cotton Petroleum Corp., a non-Indian
company, for the production of oil and gas. Cotton's on reservation production
is subject to both a 6% tribal severance tax and appellee State's 8% severance
taxes, which apply to all producers throughout the State. In 1982, Cotton
paid its state taxes under protest and then brought an action in state
court under, inter alia, the Commerce Clause of the Federal Constitution,
contending that the state taxes were invalid on the basis of evidence
tending to prove that the amount of such taxes imposed on reservation
activity far exceeded the value of services the State provided in relation
to such activity. The Tribe filed a brief amicus curiae arguing that a
decision upholding the state taxes would substantially interfere with
the Tribe's ability to raise its own tax rates and would diminish the
desirability of reservation leases. The trial court upheld the state taxes,
concluding, among other things, that the State provides substantial services
to both the Tribe and Cotton, that the theory of public finance does not
require that expenditures equal revenues, that the taxes' economic and
legal burden falls on Cotton and has no adverse impact on tribal interests,
and that the taxes were not preempted by federal law. The State Court
of Appeals affirmed. The U.S. Supreme Court noted probable jurisdiction
and invited the parties to brief and argue the additional question whether
the Commerce Clause requires a tribe to be treated as a "State" for purposes
of determining whether a state tax on nontribal activities conducted on
a reservation must be apportioned to account for taxes the tribe imposed
on the same activity.
HELD: 1) The State may validly impose severance taxes on the same
on-reservation production of oil and gas by non-Indian lessees as is subject
to the Tribe's own severance tax. Pp.173-193.
a) Under
this Court's modern decisions, on-reservation oil and gas production by
non-Indian lessees is subject to nondiscriminatory state taxation unless
Congress has expressly or impliedly acted to pre-empt the state taxes.
See, e.g. Helvering v. Mountain Producers Corp., 303 U. S. 376,
387. Pp. 173-176.
b) The state
taxes in question are not pre-empted by federal law, even when it is given
the most generous construction under the relevant pre-emption test, which
is flexible and sensitive to the particular facts and legislation involved
and requires a particularized examination of the relevant state, federal,
and tribal interests, including tribal sovereignty and independence. The
1938 Act neither expressly permits nor precludes state taxation, but simply
authorizes the leasing for mining purposes of Indian lands. Moreover,
that Act's legislative history sheds little light on congressional intent.
The statement therein that pre-existing law was inadequate to give Indians
the greatest return for their property does not embody a broad congressional
policy of maximizing tribes' revenues without regard to competing state
interests, but simply suggests that Congress sought to remove disadvantages
in mineral leasing on Indian lands that were not present with respect
to public lands, which were, at the time, subject to state taxation. Montana
v. Blackfeet Tribe, 471 US 759, 767, n. 5, distinguished. The fact
that the 1938 Act's omission of that waivers simply reflects congressional
recognition that this Court's intervening decisions had repudiated the
preexisting doctrine of intergovernmental tax immunity, under which such
state taxation was barred absent congressional authorization. White
Mountain Apache Tribe v. Bracker 448 U. S. 136, and Ramah School
Board, Inc. v. Bureau of Revenue of New Mexico, 458 U.S.832, are distinguished
on the ground that, here, the State provides substantial services to the
Tribe and Cotton that justify the tax; the tax imposes no economic burden
on the Tribe; and federal and tribal regulation is not exclusive, since
the State regulates the spacing and mechanical integrity of on-reservation
wells. Pp. 176-187.
c) There
is no merit to Cotton's contention that the State's severance taxes -
insofar as they are imposed without allocation or apportionment on top
of tribal taxes - impose an unlawful multiple tax burden on interstate
commerce. The fact that the State and the Tribe tax the same activity
is not dispositive, since each of those entities has taxing jurisdiction
over the non-Indian wells by virtue of the location of Cotton's leases
entirely on reservation lands within a single State. That the total tax
burden on Cotton is greater than the burden of off-reservation producers
is also not determinative, since neither taxing jurisdiction's tax is
discriminatory, and the burdensome consequence is entirely attributable
to the fact of concurrent jurisdiction. The argument that the state taxes
generate revenues that far exceed the value of the State's on-reservation
services is also rejected. Moreover, there is no constitutional requirement
that the benefits received from a taxing authority by an ordinary commercial
taxpayer - or by those living in the taxpayer's community - must equal
the amount of its tax obligations. Pp. 187-191.
d) The express
language, distinct applications, and judicial interpretations of the Interstate
Commerce and Indian Commerce Clauses establish that Indian tribes may
not be treated as 'States' for tax apportionment purposes. Pp. 191-193.
106 N. M. 517, 745 P. 2d 1170, affirmed.
Brendale
v. Confederated Tribes and Bands of the Yakima Indian Nation, et al.
Consolidated
Docket Nos. 87-1622, 87-1697, and 87-1711 Argued January 10, 1989 Decided
June 29, 1989
CITATION:492 U.S. 408, 109 S.Ct. 2994, 106 L.Ed.2d 343 (1989)
SYNOPSIS: The US Supreme Court denied Indian tribes treaty rights
to exclusive use and occupation, and thus the power to regulate non-Indian
use of land, where land had been lost by tribe via the Indian General
Allotment Act despite the fact that the Act was later repudiated. In this
very split decision, the Court compromised in its final judgment by establishing
a judicial distinction between "open"and "closed" Indian lands, and assigning
tribal sovereignty rights according to that distinction. At issue in the
three consolidated cases in this matter, is whether the Yakima Indian
Nation or the County of Yakima, a governmental unit of the State of Washington,
has the authority to zone fee lands owned by nonmembers of the Tribe located
within the boundaries of the Yakima Reservation. The Supreme Court held
that the Nation only had jurisdiction over non-member Indians on such
lands where lands were "closed," versus "open" lands. There was no majority
in the case, but Justice White's concurrence won enough votes to carry
the decision. Justice White announced the judgment in Docket Nos. 87-1697
and 87-1711, joined by Justices Rehnquist, Scalia and Kennedy. Justice
Stevens announced the judgment in Docket No. 87-1622, and concurred in
the opinion for Docket Nos. 87-1697 and 87-1711, joined by Justice O'Connor.
Justices Blackmun, Brennan and Marshall concurred in the judgment in Docket
No. 87-1622. Justices White, Rehnquist, Scalia and Kennedy dissented in
the judgment in Docket No.87-1622. Justices Blackmun, Brennan and Marshall
dissented in the judgment in Docket Nos. 87-1697 and 87-1711.
HISTORY: The treaty between the United States and the Yakima Indian
Nation provided that the Tribe would retain its reservation for its "exclusive
use and benefit," and that "no white man [shall] be permitted to reside
upon the said reservation without [the Tribe's] permission." Much of the
reservation is located in Yakima County, Washington. Roughly 80% of the
reservation land is held in trust by the United States for the Tribe or
its individual members, and the remaining 20% is owned in fee by Indian
or non-Indian owners. Most of the fee land is found in three towns, and
the rest is scattered throughout the reservation in a "checkerboard" pattern.
The reservation is divided into two parts, a "closed area," which is so
named because it has been closed to the general public, and an "open area,"
which is not so restricted. Only a small portion of the closed area consists
of fee land, while almost half of the open area is fee land. The Tribe's
zoning ordinance applies to all lands within the reservation, including
fee lands owned by Indians or non-Indians, while the county's zoning ordinance
applies to all lands within its boundaries, except for Indian trust lands.
Petitioners Brendale and Wilkinson, who own land in the closed and open
areas, respectively, filed applications with the Yakima County Planning
Department to develop their lands in ways not permitted by the Tribe's
ordinance but permitted by the county ordinance. The department issued
declarations to both petitioners which, in effect, authorized their developments,
and the Tribe appealed the declarations to the county board of commissioners
on the ground, inter alia, that the county had no zoning authority over
the land in question. After the board concluded that the appeals were
properly before it and issued decisions, the Tribe filed separate actions
in District Court challenging the proposed developments and seeking declaratory
judgments that the Tribe had exclusive authority to zone the properties
at issue and injunctions barring any county action inconsistent with the
Tribe's ordinance. The Court held that the Tribe had exclusive jurisdiction
over the Brendale properly but lacked authority over the Wilkinson property,
concluding that Brendale's development, but not Wilkinson's, posed a threat
to the Tribe's political integrity, economic security, and health and
welfare, and therefore was impermissible under Montana v. United States,
450 US 544. The court also determined that the county was pre-empted from
exercising concurrent zoning authority over closed area lands because
its interests in regulating these lands were minimal while the Tribe's
were substantial. The Court of Appeals consolidated the cases and affirmed
as to the Brendale property but reversed as to the Wilkinson property.
In upholding the Tribe's zoning authority, the court concluded that, because
fee land is located throughout the reservation in a checkerboard pattern,
denying the Tribe its right under its local governmental police power
to zone fee land would destroy its capacity to engage in comprehensive
planning.
HELD: In Nos. 87-1697 and 87-1711:1) The Tribe does not have authority
to zone fee lands owned by nonmembers within the reservation. Pp. 421-433.
a) Any regulatory power the Tribe might have under its treaty with the
United States cannot apply to lands held in fee by non-Indians. Montana,
450 US at 559. The Tribe no longer retains the "exclusive use and benefit"
of such lands within the meaning of the treaty, since the Indian General
Allotment Act allotted significant portions of the reservation, including
the lands at issue, to individual members of the Tribe, and those lands
subsequently passed, through sale or inheritance, to nonmembers such as
petitioners. The Tribe's treaty rights must be read in light of those
subsequent alienations, it being unlikely that Congress intended to subject
non-Indian purchasers to tribal jurisdiction when an avowed purpose of
the allotment policy was to destroy tribal government. Id., at 560, n.9,
561. The fact that the Allotment Act was repudiated in 1934 by the Indian
Reorganization Act is irrelevant, since the latter Act did not restore
exclusive use of the lands in question to the Tribe. Id., at 560, n. 9.
Pp. 422-425.
b) Nor does the Tribe derive authority from its inherent sovereignty to
impose its zoning ordinance on petitioners' lands. Such sovereignty generally
extends only to what is necessary to protect tribal self-government or
to control internal relations, and is divested to the extent it is inconsistent
with a tribe's dependent status, i.e., to the extent it involves the tribe's
external relations with nonmembers - unless there has been an express
congressional delegation of tribal power to the contrary. Montana,
supra., at 564. Washington v. Confederated Tribes of Colville Indian
Reservation, 447 US 134, 153; and United States v. Wheeler,
435 US 313, 326, reconciled. There is no contention here that Congress
has expressly delegated to the Tribe the power to zone the fee lands of
nonmembers. Pp. 425-428.
c) Although Montana, supra., At 566, recognized, as an exception
to its general principle, that a tribe "may" retain inherent power
to exercise civil authority over the conduct of non-Indians on fee lands
within its reservation when that conduct threatens or has some direct
effect on the tribe's political integrity, economic security, or health
and welfare, that exception does not create tribal authority to zone reservation
lands. The fact that the exception is prefaced by the word "may"
indicates that a tribe's authority need not extend to all conduct having
the specified effects, but, instead, depends on the circumstances. To
hold that the Tribe has authority to zone fee land when the activity on
that land has the specified effects on Indian properties would mean that
the authority could only last so long as the threatened use continued,
would revert to the county when that use ceased and, conceivably, could
switch back and forth depending on what uses the county permitted, thereby
engendering uncertainty that would further neither the Tribe's nor the
county's interests and would be chaotic for landowners. Accordingly, Montana
should be understood to generally prohibit tribes from regulating the
use of fee lands by way of tribal ordinance or actions in the tribal courts,
but to recognize, in the special circumstance of checkboard ownership
of reservation lands, a protectible tribal interest under federal law,
defined in terms of a demonstrably serious impact by the challenged uses
that imperils tribal political integrity, economic security, or health
and welfare. Since the Supremacy Clause requires state and local governments,
including the county's zoning authorities, to recognize and respect that
interest in the course of their activities, the Tribe should have argued
in the zoning proceedings, not that the county was without zoning authority
over reservation fee lands, but that its tribal interests were imperiled.
The District Court had jurisdiction to entertain the Tribe's suit, but,
given that the county has jurisdiction to zone reservation fee lands,
could enjoin county action only if the county failed to respect the Tribe's
federal-law rights. Pp. 428-432.
2) In light of the District Court's findings that the county's exercise
of zoning power over the Wilkinson property would have no direct effect
on the Tribe and would not threaten its political integrity, economic
security, or health and welfare, the judgment in Nos. 87-1697 and 87-1711
must be reversed. Pp. 432-433.
In No. 87-1622 (concurring in 87-1697 and 87-1711):
1) The Tribe's
power to exclude nonmembers from its reservation - which derived from
its aboriginal sovereignty and the express provisions of its treaty with
the United States - necessarily includes the lesser power to regulate
land use in the interest of protecting the tribal community. Although,
at one time, the Tribe's power to exclude was virtually absolute, the
General Allotment Act (Dawes Act) in some respects diminished tribal authority
by providing for the allotment of reservation lands in severalty to resident
Indians, who were eventually free to sell to nonmembers. While the Indian
Reorganization Act repudiated that allotment policy, large portions of
reservation lands were conveyed to nonmembers in the interim. To the extent
that large portions of reservation land were sold in fee, such that the
Tribe could no longer determine the region's essential character by setting
conditions on entry to those parcels, the Tribe's legitimate interest
in land-use regulation was also diminished. Although it is inconceivable
that Congress would have intended that the sale of a few lots would divest
the Tribe of the power to determine the character of the region, it is
equally improbable that Congress envisioned that the Tribe would retain
its interest in regulating the use of vast ranges of land sold in fee
to nonmembers who lack any voice in setting tribal policy. Thus, the resolution
of these cases depends on the extent to which the Tribe's virtually absolute
power to exclude has been either diminished by statute or voluntarily
surrendered by the Tribe itself with respect to the relevant areas of
the reservation. Pp.433-437.
2) The Tribe
has the power to zone the Brendale property, which is in the reservation's
closed area. Although the presence of logging operations, the construction
of the Bureau of Indian Affairs roads, and the transfer of ownership of
a relatively insignificant amount of land in that area unquestionably
have diminished the Tribe's power to exclude non-Indians from the area,
this does not justify the conclusion that the Tribe has surrendered its
historic right to regulate land use there. To the contrary, by maintaining
the power to exclude nonmembers from entering all but a small portion
of that area, the Tribe has preserved the power to define the area's essential
character and has, in fact, exercised that power through its zoning ordinance.
Moreover,the Tribe has authority to prevent the few individuals who own
portions of the closed area in fee from undermining its general plan to
preserve the area's unique character by developing their isolated parcels
without regard to an otherwise common scheme, it seems necessary to a
reasonable operation of the allotment process that Congress could not
possibly have intended in enacting the Dawes Act that tribes would lose
control over the character of their reservations upon the sale of a few,
relatively small parcels of land. Cf. Seymour v. Superintendent of
Washington State Penitentiary, 368 US 351, 356; Mattz v. Arnett,
412 US 481, 497. Rather, the tribe's power to zone is like an equitable
servitude in that the burden of complying with the zoning rules runs with
the land without regard to how a particular estate is transferred. Montana
v. United States, 450 US 544, does not require a different result, since,
unlike the tribal regulation considered in that case, the Yakima Nation's
zoning rule is neutrally applied to Indians and non-Indians alike, is
necessary to protect the welfare of the Tribe, and does not interfere
with any significant state or county interest. Pp. 438-444.
3) The Tribe
lacks authority to zone the Wilkinson property, which is in the reservation's
open area. Given that about half of the open area land is owned by nonmembers,
the Tribe no longer possesses the power to determine the basic character
of that area, and allowing a nonmember to use his lands in a manner that
might not be approved by the Tribe does not upset an otherwise coherent
scheme of land use. Moreover, it is unlikely that Congress intended to
give the Tribe the power to determine the character of an area that is
predominantly owned and populated by nonmembers, who represent 80% of
the population yet lack a voice in tribal governance. Furthermore, to
the extent the open area has lost its character as an exclusive tribal
resource, and has become, as a practical matter, an integrated portion
of the county that is not economically or culturally delimited by reservation
boundaries, the Tribe has lost any claim to an interest analogous to an
equitable servitude. Thus, the Tribe's power to zone the open area has
become outmoded. Pp. 444-447. 828 F.2d 529: No. 87-1622, affirmed; Nos.
87-1697 and 8 7-1711, reversed.
Employment
Division, Oregon Department of Human Resources, et al. v. Smith, et al.
Docket No. 88-1213 Argued November 6, 1989 Decided April 17, 1990
CITATION: 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990)
SYNOPSIS:
The U. S. Supreme Court found that the criminal laws of the State
of Oregon banning the use of peyote were generally applicable laws, not
intended to prohibit of burden religion. Thus, the religious rights of
Native American Church members to ingest peyote for sacramental purposes
was considered an incidental effect of the laws, negating any right of
the members to bring a Free Exercise claim under the First Amendment to
the Constitution. As in Lyng; a balancing test between governmental interest
and free exercise of religion was deemed inapplicable in this case. At
issue in this case was whether the Free Exercise Clause of the First Amendment
permits the State of Oregon to include religiously inspired peyote use
within the reach of its general criminal prohibition on the use of that
drug, and thus permits the State to deny unemployment benefits to persons
dismissed from their jobs because of such religiously inspired use. The
Supreme Court held that the State could do so. Justice Scalia filed the
opinion for the majority, joined by Justices Rehnquist, White, Stevens
and Kennedy. Justice O'Connor concurred in the judgment, in Parts I and
II of which Justices Brennan, Marshall and Blackmun joined, without concurring
in the judgment. Justices Blackmun, Brennan and Marshall filed a dissenting
opinion.
HISTORY:
Respondents Smith and Black were fired by a private drug rehabilitation
organization because they ingested peyote, a hallucinogenic drug, for
sacramental purposes at a ceremony of their Native American Church. Their
applications for unemployment compensation were denied by the State of
Oregon under a state law disqualifying employees discharged for work-related
"misconduct." Holding that the denials violated respondents' First Amendment
free exercise rights, the State Court of Appeals reversed. The State Supreme
Court affirmed, but this Court vacated the judgment and remanded for a
determination whether sacramental peyote use is proscribed by the State's
controlled substance law, which makes it a felony to knowingly or intentionally
possess the drug. Pending that determination, the Court refused to decide
whether such use is protected by the Constitution. On remand, the State
Supreme Court held that sacramental peyote use violated, and was not excepted
from, the state law prohibition, but concluded that prohibition was invalid
under the Free Exercise Clause.
HELD:
1) The Free Exercise Clause permits the State to prohibit sacramental
peyote use, and thus to deny unemployment benefits to persons discharged
for such use. Pp. 876-890.
a) Although
a State would be "prohibiting the free exercise [of religion]" in violation
of the Clause if it sought to ban the performance of (or abstention from)
physical acts solely because of their religious motivation, the Clause
does not relieve an individual of the obligation to comply with a law
that incidentally forbids (or requires) the performance of an act that
his religious belief requires(or forbids) if the law is not specifically
directed to religious practice and is otherwise constitutional as applied
to those who engage in the specified act for nonreligious reasons. See,
e.g., Reynolds v. United States, 98 US 145, 166-167. The only decisions
in which this Court has held that the First Amendment bars application
of a neutral, generally applicable law to religiously motivated action
are distinguished on the ground that they involved not the Free Exercise
Clause alone, but that Clause in conjunction with other constitutional
(494 US 873) protections. See, e.g., Cantwell v. Connecticut, 310
US 296,304-307; Wisconsin v. Yoder, 406 US 205. Pp. 876-882.
b) Respondents'
claim for a religious exemption from the Oregon law cannot be evaluated
under the balancing test set forth in the line of cases following Sherbert
v. Verner, 374 US 398, 402-403, whereby governmental actions that
substantially burden a religious practice must be justified by a "compelling
governmental interest." That test was developed in a context -- unemployment
compensation eligibility rules -- that lent itself to individualized governmental
assessment of the reasons for the relevant conduct. The test is inapplicable
to an across-the-board criminal prohibition on a particular form of conduct.
A holding to the contrary would create an extraordinary right to ignore
generally applicable laws that are not supported by "compelling governmental
interest"on the basis of religious belief. Nor could such a right be limited
to situations in which the conduct prohibited is "central" to the individual's
religion, since that would enmesh judges in an impermissible inquiry into
the centrality of particular beliefs or practices to a faith. Cf. Hernandez
v. Commissioner, 490 US 680,699. Thus, although it is constitutionally
permissible to exempt sacramental peyote use from the operation of drug
laws, it is not constitutionally required. Pp.882-890. 307 Or. 68, 763
P.2d 146, reversed.
Duro
v. Reina, Chief of Police, Salt River Department of Public Safety
Docket No. 88-6546 Argued November 29, 1989 Decided May 29, 1990
CITATION:495 U.S. 676, 110 S.Ct. 2053, 109 L.Ed.2d 693 (1990)
SYNOPSIS:
The US Supreme Court found that an Indian tribe may not assert criminal
jurisdiction over a nonmember Indian for a crime committed on the tribe's
reservation. At issue in this case is whether an Indian tribe may assert
criminal jurisdiction over a defendant who is an Indian but not a tribal
member. The Supreme Court held that the tribe could not. Justice Kennedy
filed the majority opinion, joined by Justices Rehnquist, White, Blackmun,
Stevens, O'Connor, and Scalia. Justices Brennan and Marshall filed a dissenting
opinion.
HISTORY:
While living on one Indian Tribe's Reservation, petitioner Duro, an
enrolled member of another Tribe, allegedly shot and killed an Indian
youth within the Reservation's boundaries. He was charged with the illegal
firing of a weapon on the Reservation under the Tribal criminal code,
which is confined to misdemeanors. After the Tribal court denied his petition
to dismiss the prosecution for lack of jurisdiction, he filed a habeas
corpus petition in the Federal District Court. The court granted the writ,
holding that assertion of jurisdiction by the Tribe over a nonmember Indian
would constitute discrimination based on race in violation of the equal
protection guarantees of the Indian Civil Rights Act, since, under Oliphant
v. Suquamish Indian Tribe, 435 US 191, non-Indians are exempt from
Tribal courts' criminal jurisdiction. The Court of Appeals reversed. It
held that the distinction drawn between a Tribe's members and nonmembers
throughout United States v. Wheeler, 435 US 313 -- which, in upholding
Tribal criminal jurisdiction over Tribe members, stated that tribes do
not possess criminal jurisdiction over "nonmembers" -- was "indiscriminate,"
and should be given little weight. Finding the historical record "equivocal,"
the court held that the applicable federal criminal statutes supported
the view that the Tribes retain jurisdiction over minor crimes committed
by Indians against other Indians without regard to Tribal membership.
It also rejected Duro's equal protection claim, finding that his significant
contacts with the prosecuting Tribe -- such as residing with a Tribe member
on the Reservation and working for the Tribe's construction company --
justified the exercise of the Tribe's jurisdiction. Finally, it found
that the failure to recognize Tribal jurisdiction over Duro would create
a jurisdictional void, since the relevant federal criminal statute would
not apply to this charge, and since the State had made no attempt, and
might lack the authority, to prosecute him.
HELD: 1) An Indian Tribe may not assert criminal jurisdiction over
a nonmember Indian. Pp. 684-698.
a) The rationale
of Oliphant, Wheeler, and subsequent cases compels the conclusion
that Indian Tribes lack jurisdiction over nonmembers. Tribes lack the
power to enforce laws against all who come within their borders, Oliphant
supra. They are limited sovereigns, necessarily subject to the overriding
authority of the United States, yet retaining the sovereignty needed to
control their own internal relations and preserve their own unique customs
and social order,Wheeler, supra. Their power to prescribe and enforce
rules of conduct for their own members falls outside that part of their
sovereignty that they implicitly lost by virtue of their dependent status,
but the power to prosecute an outsider would be inconsistent with this
status, and could only come from a delegation by Congress. The distinction
between members and nonmembers and its relation to self-governance is
recognized in other areas of Indian law. See, e.g., Moe v. Salish &
Kootenai Tribes, 425 U. S. 463; Montana v. United States, 450
US 544. Although broader retained Tribal powers have been recognized in
the exercise of civil jurisdiction, such jurisdiction typically involves
situations arising from property ownership within the Reservation or consensual
relationships with the Tribe or its members, and criminal jurisdiction
involves a more direct intrusion on personal liberties. Since, as a nonmember,
Duro cannot vote in Tribal elections, hold Tribal office, or sit on a
Tribal jury, his relationship with the Tribe is the same as the non-Indian's
in Oliphant Pp. 684-688.
b) A review
of the history of the modern Tribal courts and the opinions of the Solicitor
of the Department of the Interior on the Tribal codes at the time of their
enactment also indicates that Tribal courts embody only the powers of
internal self-governance. The fact that the Federal Government treats
Indians as a single large class with respect to federal programs is not
dispositive of a question of Tribal power to treat them by the same broad
classification. Pp. 688-692.
c) This case
must be decided in light of the fact that all Indians are now citizens
of the United States. While Congress has special powers to legislate with
respect to Indians, Indians, like all citizens, are entitled to protection
from unwarranted intrusions on their personal liberty. This Court's cases
suggest constitutional limits even on the ability of Congress to subject
citizens to criminal proceedings before a tribunal, such as a Tribal court,
that does not provide constitutional protections as a matter of right.
In contrast, retained jurisdiction over members is accepted by the Court's
precedents and justified by the voluntary character [495 US 678] of Tribal
membership and the concomitant right of participation in a Tribal government.
Duro's enrollment in one Tribe says little about his consent to the exercise
of authority over him by another Tribe. Tribes are not mere fungible groups
of homogeneous persons among whom any Indian would feel at home, but differ
in important aspects of language, culture, and tradition. The rationale
of adopting a "contacts" test to determine which nonmember Indians must
be subject to Tribal jurisdiction would apply to non-Indian residents
as well, and is little more than a variation of the argument, already
rejected for non-Indians, that any person entering the Reservation is
deemed to have given implied consent to Tribal criminal jurisdiction.
Pp. 692-696.
d) This decision
does not imply endorsement of a jurisdictional void over minor crime by
nonmembers. Congress is the proper body to address the problem if, in
fact, the present jurisdictional scheme proves insufficient to meet the
practical needs of Reservation law enforcement. Pp. 696-698. 851 F.2d
1136 (9th Cir. 1987), reversed.
Oklahoma
Tax Commission v. Citizen Band, Potawatomi Indian Tribe of Oklahoma
Docket No. 89-1322 Argued January 7, 1991 Decided February 26, 1991
CITATION: 498 U.S. 505, 111 S.Ct. 905, 112 L.Ed.2d 1112 (1991)
SYNOPSIS:
The U. S. Supreme Court found that where a state has not asserted Public
Law 280 jurisdiction over Indian lands, it may not tax sales of goods
on the reservation to tribal members, but may tax sales to nontribal members.
The result is that states have enforcement powers over tribal sellers;
the state may tax sales of cigarettes to nonmembers by a tribal shop,
and require the tribal seller to collect and remit the tax to the state.
At issue in this case is whether a State that has not asserted jurisdiction
over Indian lands under Public Law 280 may validly tax sales of goods
to tribesmen and nontribal members occurring on land held in trust for
a federally recognized Indian tribe. Justice Rehnquist delivered the opinion
of a unanimous court. Justice Stevens filed a concurring opinion.
HISTORY: Although, for many years, respondent Indian Tribe has
sold cigarettes at a convenience store that it owns and operates in Oklahoma
on land held in trust for it by the Federal Government, it has never collected
Oklahoma's cigarette tax on these sales. In 1987, petitioner, the Oklahoma
Tax Commission (Oklahoma or Commission), served the Tribe with an assessment
letter, demanding that it pay taxes on cigarette sales occurring between
1982 and 1986. The Tribe filed suit in the District Court to enjoin the
assessment, and Oklahoma counterclaimed to enforce the assessment and
to enjoin the Tribe from making future sales without collecting and remitting
state taxes. The court refused to dismiss the counterclaims on the Tribe's
motion, which was based on the assertion that the Tribe had not waived
is sovereign immunity from suit. The court held on the merits that the
Commission lacked authority to tax on-Reservation sales to tribal members
or to tax the Tribe directly, and therefore that the Tribe was immune
from Oklahoma's suit to collect past unpaid taxes directly, but that the
Tribe could be required to collect taxes prospectively for on-Reservation
sales to nonmembers. The Court of Appeals reversed, holding, inter alia,
that the lower court erred in entertaining Oklahoma's counterclaims because
the Tribe enjoys absolute sovereign immunity from suit and had not waived
that immunity by filing its action for injunctive relief, and that Oklahoma
lacked authority to tax any on-Reservation sales, whether to tribesmen
or nonmembers.
HELD: 1) Under the doctrine of tribal sovereign immunity, a State
that has not asserted jurisdiction over Indian lands under Public Law
280 may not tax sales of goods to tribesmen occurring on land held in
trust for a federally recognized Indian tribe, but is free to collect
taxes on such sales to nonmembers of the tribe. Pp. 509-514.
a) The Tribe
did not waive its inherent sovereign immunity from suit merely by seeking
an injunction against the Commission's proposed tax assessment. United
States v. United States Fidelity and Guaranty Co., 309 U.S. 506, 511-512,
513. In light of this Court's reaffirmation, in a number of cases, of
its longstanding doctrine of tribal sovereign immunity, and Congress'
consistent reiteration of its approval of the doctrine in order to promote
Indian self-government, self-sufficiency, and [498 U.S. 506] economic
development, the Court is not disposed to modify or abandon the doctrine
at this time. Nor is there merit to Oklahoma's contention that immunity
should not apply because the Tribe's cigarette sales do not occur on a
formally designated "Reservation." Trust land qualifies as a Reservation
for tribal immunity purposes where, as here, it has been "validly set
apart for the use of the Indians as such, under the superintendence of
the Government." United States v. John, 437 U.S. 634, 648-649.
Mescalero Apache Tribe v. Jones, 411 U.S. 145, 148-149, which approved
nondiscriminatory state taxation of activities on non-Reservation, nontrust
Government land leased by Indians, is not to the contrary. Pp. 509-511.
b) Nevertheless,
the Tribe's sovereign immunity does not deprive Oklahoma of the authority
to tax cigarette sales to nonmembers of the Tribe at the Tribe's store,
and the Tribe has an obligation to assist in the collection of validly
imposed state taxes on such sales. Moe v. Confederated Salish and Kootenai
Tribes, 425 U. S.463, 482, 483; Washington v. Confederated Tribes
of Colville Reservation, 447 U.S. 134. This case is not distinguishable
from Moe and Colville on the ground that Oklahoma disclaimed
jurisdiction over Indian lands upon entering the Union and did not reassert
jurisdiction over civil causes of action in such lands as permitted by
Public Law 280. Neither of those cases depended on the assertion of such
jurisdiction by the State in question, and it is simply incorrect to conclude
that the Public Law was the essential (yet unspoken) basis for the Court's
decision in Colville. Although the Tribe's sovereign immunity bars Oklahoma
from pursuing its most efficient remedy -- a lawsuit -- to enforce its
rights, adequate alternatives may exist, since individual Indians employed
in "smoke-shops" may not share tribal immunity, and since States are free
to collect their sales taxes from cigarette wholesalers or to enter into
mutually satisfactory agreements with Tribes for the collection of taxes.
If these alternatives prove to be unsatisfactory, States may seek appropriate
legislation from Congress. Pp. 511-514. 888 F.2d1303 (10 Cir. 1989), affirmed
in part and reversed in part.
Blatchford,
Commissioner, Dept. Of Community and Regional Affairs of Alaska v.
Native
Village of Noatak, et al.
Docket No. 89-1782 Argued February 19, 1991 Decided June 24, 1991
CITATION: 501 U.S. 775, 111 S.Ct. 2578, 115 L.Ed.2d 686 (1991)
SYNOPSIS:
The U. S. Supreme Court held that the State was immune from a suit for
damages by an Indian tribe based on Eleventh Amendment sovereign immunity.
At issue in this case was whether state sovereign immunity extended to
lawsuits by Indian tribes. Justice Scalia delivered the opinion of the
Court, joined by Justices Rehnquist, White, O'Connor, Kennedy and Souter.
Justices Blackmun, Marshall and Stevens filed a dissenting opinion.
HISTORY:
Respondents, Alaska Native villages, brought suit against petitioner,
a state official, seeking an order requiring payment to them of money
allegedly owed under a state revenue-sharing statute. The District Court
dismissed the suit as violating the Eleventh Amendment. The Court of Appeals
reversed, first on the ground that 28 U.S.C. 1362 constituted a congressional
abrogation of Eleventh Amendment immunity, and then, upon reconsideration,
on the ground that Alaska had no immunity against suits by Indian Tribes.
HELD: 1) The Eleventh Amendment bars suits by Indian Tribes against
States without their consent. Respondents' argument that traditional principles
of sovereign immunity restrict suits only by individuals, and not by other
sovereigns, was rejected in Principality of Monaco v. Mississippi,
292 US 313, 322-323. Nor is there merit to respondents' contention that
the States consented to suits by Tribes in the "plan of the convention."
See ibid. Just as in Monaco with regard to foreign sovereigns,
see id. at 330, there is no compelling evidence that the Founders thought
that the States waived their immunity with regard to Tribes when they
adopted the Constitution. Although Tribes are in some respects more like
States -- which may sue each other, South Dakota v. North Carolina,
192 US 286, 318 -- than like foreign sovereigns, it is the mutuality of
concession that makes the States' surrender of immunity from suits by
sister States plausible. There is no such mutuality with Tribes, which
have been held repeatedly to enjoy immunity against suits by States. Oklahoma
Tax Comm'n v. Citizen Band of Potawatomi Tribe of Okla., 498 U. S.
505, 509. Pp. 7 79-782.
2) Section 1362 -- which grants district courts original jurisdiction
to hear "all civil actions, brought by any Indian Tribe . . . wherein
the matter in controversy arises under "federal law -- does not operate
to void the Eleventh Amendment's bar of Tribes' suits against States.
Pp. 782-788. [501 U. S. 776]
a) Assuming
the doubtful proposition that the Federal Government's exemption from
state sovereign immunity can be delegated, 1362 does not embody a general
delegation to Tribes of the Federal Government's authority, under United
States v. Minnesota, 270 US 181, 195, to sue States on the Tribes'
behalf. Although Moe v Confederated Salish and Kootenai Tribes,
425 US 463 -- which held that 1362 revoked as to Tribes the Tax Injunction
Act's denial of federal court access to persons other than the United
States seeking injunctive relief from state taxation -- equated tribal
access to federal court with the United States' access, it did not purport
to do so generally, nor on the basis of a "delegation" theory, nor with
respect to constitutional (as opposed to merely statutory) constraints.
Pp. 783-786.
b) Nor does
1362 abrogate Eleventh Amendment immunity. It does not satisfy the standard
for congressional abrogation set forth in Dellmuth v. Muth, 491
U.S.223, 227-228, since it does not reflect an "unmistakably clear" intent
to abrogate immunity, made plain "in the language of the statute." Nor
was it a sufficiently clear statement under the less stringent standard
of Parden v.Terminal Railway of Alabama Docks Dept., 377 US 184,
which case (unlike Dellmuth had already been decided at the time of
1362's enactment in1966. That case neither mentioned nor was premised
on abrogation (as opposed to consensual waiver) -- and indeed the Court
did not even acknowledge the possibility of congressional abrogation until
1976, Fitzpatrick v. Bitzer, 427 US 445. Pp. 786-788.
3) Respondents' argument that the Eleventh Amendment does not bar their
claim for injunctive relief must be considered initially by the Court
of Appeals on remand. P. 788.896 F.2d 1157, reversed and remanded.
County
of Yakima, et al. v. Confederated Tribes and Bands of the Yakima Indian
Nation
Docket Nos. 90-408, 90-577 Argued November 5, 1991 Decided January 14, 1992
CITATION: 502 U.S. 251, 112 S.Ct. 683, 116 L.Ed.2d 687 (1992)
SYNOPSIS:
The U S. Supreme Court held that state and local governments have been
authorized by the General Allotment Act to impose real property taxes
on fee lands alienated under the Act and owned by Indians within reservations.
At issue in the consolidated cases is whether the County of Yakima may
impose an ad valorem tax on so-called "fee patented" land located within
the Yakima Indian Reservation, and an excise tax on sales of such land.
Justice Scalia delivered the opinion of the Court, joined by Justices
Rehnquist, White, Stevens, O'Connor, Kennedy, Souter and Thomas. Justice
Blackmun filed an opinion concurring in part and dissenting in part.
HISTORY:
Yakima County, Washington, imposes an ad valorem levy on taxable real
property within its jurisdiction and an excise tax on sales of such land.
The County proceeded to foreclose on various properties for which these
taxes were past due, including certain fee-patented lands held by the
Yakima Indian Nation or its members on the Tribe's Reservation within
the County. Contending that federal law prohibited the imposition or collection
of the taxes on such lands, the Tribe filed suit for declaratory and injunctive
relief and was awarded summary judgment by the District Court. The Court
of Appeals agreed that the excise tax was impermissible, but held that
the ad valorem tax would be impermissible only if it would have a '"demonstrably
serious'" impact on the Tribe's "'political integrity, economic
security or...health and welfare'" (quoting Brendale v. Confederated
Yakima Indian Nation, 492 US 408, 431 (opinion of WHITE, J.), and
remanded to the District Court for that determination.
HELD:1) The Indian General Allotment Act of 1887 permits Yakima County
to impose an ad valorem tax on Reservation land patented in fee pursuant
to the Act and owned by Reservation Indians or the Yakima Indian Nation
itself, but does not allow the County to enforce its excise tax on sales
of such land. Pp. 257-270.
a) As the
Court held in Goudy v. Meath, 203 US 146, 149, the Indian General
Allotment Act authorizes taxation of fee-patented land. This determination
was explicitly confirmed in a 1906 amendment to the Act, known as the
Burke Act, which includes a proviso authorizing the Secretary of the Interior,
"whenever . . .satisfied that any [Indian] allottee is competent . . .
[,] to . . . issu[e] to such allottee a patent in fee simple," and provides
that "thereafter all restrictions as to. . . taxation of said land shall
be removed." (Emphasis added). Thus, the Indian General Allotment Act
contains the unmistakably clear expression of intent that [502 US 252]
is necessary to authorize state taxation of Indian lands. See, e.g., Montana
v. Blackfeet Tribe of Indians 471 US 759, 765. The contention of the
Tribe and the United States that this explicit statutory conferral of
taxing power has been repudiated by subsequent Indian legislation rests
upon a misunderstanding of this Court's precedents, particularly Moe
v. Confederated Salish & Kootenai Tribes, 425 US 463, and a misperception
of the structure of the Indian General Allotment Act. Pp. 257-266.
b) Because,
under state law, liability for the ad valorem tax flows exclusively from
ownership of realty on the annual assessment date, and the tax creates
a burden on the property alone, this tax constitutes "taxation of . .
. land" within the meaning of the Indian General Allotment Act, and is
therefore prima facie valid. Nevertheless, Brendale, supra, and
its reasoning are inapplicable to the present case, which involves an
asserted restriction on a State's congressionally conferred powers over
Indians, rather than a proposed extension of a tribe's inherent powers
over the conduct of non-Indians on Reservation fee lands. Moreover, application
of a balancing test under Brendale would contravene the per se
approach traditionally followed by this Court in the area of state taxation
of tribes and tribal members, under which taxation is categorically allowed
or disallowed, as appropriate, depending exclusively upon whether it has
in fact been authorized by Congress. Pp. 266-268.
c) However,
the excise tax on sales of fee-patented Reservation land cannot be sustained.
The Indian General Allotment Act explicitly authorizes only "taxation
of. . . land," not "taxation with respect to land," "taxation of transactions
involving land," or "taxation based on the value of land." Because it
is eminently reasonable to interpret that language as not including a
tax upon the activity of selling real estate, this Court's cases require
that interpretation be applied for the benefit of the Tribe. See, e.g.,
Blackfeet Tribe, supra, at 766. Pp. 268-270.
d) The factual
question whether the parcels at issue were patented under the Indian General
Allotment Act or some other federal allotment statute, and the legal question
whether it makes any difference, are left for resolution on remand. Pp.
270. 903 F.2d 1207 (9th Cir. 1990), affirmed and remanded.
Negonsott v. Samuels, Warden, et al.
Docket No. 91-5397 Argued January 11, 1993 Decided February 24, 1993
CITATION:
507 U.S. 99, 113 S.Ct. 1119, 122 L.Ed.2d 457 (1993)
SYNOPSIS:
The U S. Supreme Court found that the Kansas Act provided an unqualified
grant of jurisdiction to the State to define and enforce such criminal
laws as it may enact, even for an offense committed by an Indian against
another Indian on a reservation, normally chargeable under the Indian
Major Crimes Act. At issue in this case is whether the Kansas Act, 18
U.S.C. 3243, confers jurisdiction on the State of Kansas to prosecute
petitioner, a Kickapoo Indian, for the state law offense of aggravated
battery committed against another Indian on an Indian reservation. Justice
Rehnquist delivered the opinion of the Court, joined by Justices White,
Blackmun, Stevens, O'Connor, Kennedy and Souter. Justices Scalia and Thomas
joined in all but Part II-B of the opinion.
HISTORY: Petitioner Negonsott, a member of the Kickapoo Tribe and
a resident of the Kickapoo Reservation in Kansas, was convicted by a County
District Court jury of aggravated battery for shooting another Indian
on the Reservation. The court set aside the conviction on the ground that
the Federal Government had exclusive jurisdiction to prosecute Negonsott
for the shooting under the Indian Major Crimes Act, 18 U.S.C. 1153,
which encompasses 13 enumerated felonies committed by "[a]ny Indian against
. . . the person or property of another Indian or other person . . . within
the Indian country." However, the State Supreme Court reinstated the conviction,
holding that the Kansas Act, 18 U.S.C. 3243, conferred on Kansas jurisdiction
to prosecute all crimes committed by or against Indians on Indian Reservations
in the State. Subsequently, the Federal District Court dismissed Negonsott's
petition for a writ of habeas corpus, and the Court of Appeals affirmed.
HELD:1) The Kansas Act explicitly confers jurisdiction on Kansas
over all offenses involving Indians on Indian Reservations. Congress has
plenary authority to alter the otherwise exclusive nature of federal jurisdiction
under 1153. Standing alone, the Kansas Act's first sentence -- which
confers jurisdiction on Kansas over offenses committed by or against Indians
on Indian Reservations . . . to the same extent as its courts have jurisdiction
over offenses committed elsewhere within the State in accordance with
the laws of the State -- is an unambiguous grant of jurisdiction over
both major and minor offenses. And the most logical meaning of the Act's
second sentence -- which provides that nothing in the Act shall "deprive"
federal courts of their "jurisdiction over offenses defined by the laws
of the United States" -- is that federal courts shall retain their jurisdiction
to try all offenses subject to federal jurisdiction, while Kansas courts
shall have jurisdiction to try persons for the same conduct when it violates
state law. This is the only reading of the Kansas Act that gives effect
to every clause and word of the statute, and it is supported by the Act's
legislative history. In contrast, if this Court were to accept Negonsott's
argument that the second sentence renders federal jurisdiction exclusive
whenever the underlying conduct is punishable under federal law, Kansas
would be left with jurisdiction over only those minor offenses committed
by one Indian against [507 US, 100] the person or property of another,
a result that can hardly be reconciled with the first sentence's unqualified
grant of jurisdiction. There is no need to resort to the canon of statutory
construction that ambiguities should be resolved in favor of Indians,
since the Kansas Act quite unambiguously confers jurisdiction on the State.
Pp. 102-110. 933 F. 2d 818 (10th Cir. 1991), affirmed.
Oklahoma Tax Commission v. Sac and Fox Nation
Docket No.
92-259 Argued March 23, 1993 Decided May 18, 1993
CITATION:
508 U.S. 114, 113 S.Ct. 1985, 124 L.Ed.2d 30 (1993)
SYNOPSIS:
The U. S. Supreme Court found that tribal tax immunities extend to trust
lands on the same basis as they do to reservation lands, and tribal members
residing and earning income on such lands are immune from state income
taxation. At issue in this case is whether the State of Oklahoma can impose
income taxes or motor vehicle taxes on the members of the Sac and Fox
Nation. Justice O'Connor delivered the opinion for a unanimous Court.
HISTORY:
Respondent Sac and Fox Nation (Tribe) is a federally recognized Indian
Tribe located in Oklahoma. It brought this action seeking a permanent
injunction barring petitioner Oklahoma Tax Commission (Commission) from,
among other things, taxing the income of tribal members who work or reside
within tribal jurisdiction, and imposing the State's motor vehicle excise
tax and registration fees on tribal members who live and garage their
cars principally on tribal land and register those cars with the Tribe.
In large part, the Tribe based its claims of immunity from those state
taxes on McClanahan v. Arizona State Tax Comm'n, 411 U.S. 164,
in which the Court held that a State could not subject a tribal member
living on the Reservation, and whose income derived from Reservation sources,
to a state income tax absent an express authorization from Congress. The
Commission responded that the State had complete taxing jurisdiction over
the Tribe because McClanahan and the Court's other immunity cases
applied only to Tribes on established Reservations, whereas the Tribe's
1891 Treaty with the Government disestablished the Sac and Fox Reservation
in favor of allotments of trust land for individual tribal members. In
affirming the District Court's rulings on cross-motions for summary judgment,
the Court of Appeals held, among other things, that the income of tribal
members who work for the Tribe was immune from state taxation under McClanahan
and Oklahoma Tax Comm'n v. Citizen Band Potawatomi Indian Tribe of
Okla., 498 U.S. 505. In so ruling, the court rejected the Commission's
contention that the tribal member's residence was relevant in addition
to the status of the land on which the income was earned. The court also
concluded that the State's vehicle taxes were flatly prohibited under
Moe v. Confederated Salish and Kootenai Tribes, 425 U.S. 463, and
Washington v. Confederated Tribes of Colville Indian Reservation,
447 U. S. 134.
HELD:1) Absent explicit congressional direction to the contrary,
it must be presumed that a State does not have jurisdiction to tax tribal
members who live and work in Indian country, whether the particular territory
consists of a formal or informal Reservation, allotted lands, or dependent
Indian communities. Pp. 123-128.
a) The Court
of Appeals erred to the extent that it did not determine the residence
of the tribal members working for the Tribe. The residence of a tribal
member is a significant component of the McClanahan presumption
against state taxing authority. Contrary to the Commission's contention,
that presumption applies not only to formal Reservations, but also to
all "Indian country." Citizen Band Potawatomi Indian Tribe of Okla.,
supra, 498 U. S. at 511. Title 18 U.S.C. 1151 broadly defines the quoted
phrase to include formal and informal Reservations, dependent Indian communities,
and Indian allotments, whether restricted or held in trust by the United
States. If it is determined on remand that the relevant tribal members
do live in Indian country, the Court of Appeals must analyze the relevant
treaties and federal statutes against the backdrop of Indian sovereignty.
Unless Congress expressly authorized state tax jurisdiction in Indian
country, the McClanahan presumption counsels against finding such
jurisdiction. Because all of the tribal members earning income from the
Tribe may live within Indian country, this Court need not determine whether
the Tribe's right to self-governance could operate independently of its
territorial jurisdiction to preempt the State's ability to tax income
earned from work performed for the Tribe itself when the employee does
not reside in Indian country. See, e.g., White Mountain Apache Tribe
v. Bracker 448 U.S. 136, 142.Pp. 123-126.
b) Oklahoma's
vehicle excise tax and registration fees are no different than the state
taxes the Court held preempted in Colville and Moe. The Commission's argument
that neither of those cases applies, because the Sac and Fox live on scattered
allotments, rather than a Reservation, fails for the same reasons it fails
with regard to income taxes. Pp. 126-128.
c) Because
the Court of Appeals did not determine whether the tribal members on whom
Oklahoma attempts to impose its income and motor vehicle taxes live in
Indian country, its judgment must be vacated. P. 128. 967 F.2d 1425 (10th
Cir.1992), vacated and remanded.
South
Dakota v. Bourland
Docket No.
91-2051 Argued March 2, 1993 Decided June 14, 1993
CITATION: 508 U.S. 679, 113 S.Ct. 2309, 124 L.Ed.2d 606 (1993)
SYNOPSIS:
The U. S. Supreme Court held that the alienation of the Cheyenne River
Sioux Indian Tribe's lands by the Flood Control and Cheyenne River Acts
eliminated the Tribe's power to exclude nonmembers from lands taken by
these Acts and its power to exercise regulatory jurisdiction over non-Indians
on these lands the resultant rule is that where there is a taking of a
portion of a reservation by the federal government for construction of
a dam and reservoir, a tribe's treaty right to regulate hunting and fishing
by non-members in the taken area is abrogated. At issue in this case is
whether the Cheyenne River Sioux Tribe may regulate hunting and fishing
by non-Indians on lands and overlying waters located within the Tribe's
reservation but acquired by the United States for the operation of the
Oahe Dam and Reservoir. Justice Thomas delivered the opinion of the Court,
joined by Justices Rehnquist, White, Stevens, O'Connor, Scalia, and Kennedy.
Justices Blackmun and Souter filed a dissenting opinion.
HISTORY:
In 1868, the Fort Laramie Treaty established the Great Sioux Reservation
and provided that it be held for the "absolute and undisturbed use and
occupation" of Sioux Tribes. The Flood Control Act of 1944 authorized
the establishment of a comprehensive flood control plan along the eastern
border of the Cheyenne River Reservation, which is part of what was once
the Great Sioux Reservation, and mandated that all water project lands
be open for the general public's use and recreational enjoyment. Subsequently,
in the Cheyenne River Act, the Cheyenne River Sioux Tribe conveyed all
interests in 104,420 acres of former trust lands to the United States
for the Oahe Dam and Reservoir Project. The United States also acquired
an additional 18,000 acres of Reservation land previously owned in fee
by non-Indians pursuant to the Flood Control Act. Among the rights the
Cheyenne River Act reserved to the Tribe or tribal members was a right
of free access [to the taken lands] including the right to hunt and fish,
subject . . . to regulations governing the corresponding use by other
[United States] citizens, 10. Until 1988, the Tribe enforced its game
and fish regulations against all violators, while petitioner South Dakota
limited its enforcement to non-Indians. However, when the Tribe announced
that it would no longer recognize state hunting licenses, the State filed
this action against tribal officials, seeking to enjoin the Tribe from
excluding non-Indians from hunting on nontrust lands within the Reservation
and, in the alternative, a declaration that the federal takings of tribal
lands for the Oahe Dam and Reservoir had reduced the Tribe's authority
by withdrawing the lands from the Reservation. The District Court ruled,
inter alia, that 10 of the Cheyenne River Act clearly abrogated the
Tribe's right to exclusive use and possession of the former trust lands
and that Congress had not expressly delegated to the Tribe hunting and
fishing jurisdiction over nonmembers on the taken lands. It therefore
permanently enjoined the Tribe from exerting such authority. The Court
of Appeals affirmed in part, reversed in part, and remanded. It ruled
that the Tribe had authority to regulate non-Indian hunting and fishing
on the 104,420 acres because the Cheyenne River Act did not clearly reveal
[508 U.S. 680] Congress' intent to divest the Tribe of its treaty right
to do so. As for the 18,000 acres of former fee lands, the court held
that Montana v. United States, 450 US 544, and Brendale v. Confederated
Tribes and Bands of Yakima Nation, 492 US 408, controlled, and therefore
that the Tribe's regulatory authority was divested unless one of the Montana
exceptions was met.
HELD:1) Congress, in the Flood Control and Cheyenne River Acts,
abrogated the Tribe's rights under the Fort Laramie Treaty to regulate
non-Indian hunting and fishing on lands taken by the United States for
construction of the Oahe Dam and Reservoir. Pp. 687-698.
a) Congress
has the power to abrogate Indians' treaty rights, provided that its intent
is clearly expressed. The Tribe's original treaty right to exclude non-Indians
from Reservation lands (implicit in its right of "absolute and undisturbed
use and occupation"), and its incidental right to regulate non-Indian
use of these lands were eliminated when Congress, pursuant to the Cheyenne
River and Flood Control Acts, took the lands and opened them for the use
of the general public. See Montana v. United States, supra; Brendale
v. Confederated Tribes and Bands of the Yakima Indian Nation, supra.
Section 4 of the Flood Control Act opened the water project lands for
"recreational purposes," which includes hunting and fishing. The Cheyenne
River Act declared that the sum paid by the Government to the Tribe for
the 104,420 acres "shall be in final and complete settlement of all [of
the Tribe's] claims, rights, and demands." Had Congress intended to grant
the Tribe the right to regulate non-Indian hunting and fishing, it would
have done so by an explicit statutory command, as it did with other rights
in 10 of the Cheyenne River Act. And since Congress gave the Army Corps
of Engineers regulatory control over the area, it is irrelevant whether
respondents claim the right to exclude nonmembers or only the right to
prevent nonmembers from hunting or fishing without tribal licenses. Montana
cannot be distinguished from this case on the ground that the purpose
of the transfers in the two cases differ, because it is a transfer's effect
on preexisting tribal rights, not congressional purpose, that is the relevant
factor. Moreover, Congress' explicit Reservation of certain rights in
the taken area does not operate as an implicit Reservation of all former
rights. See United States v. Dion, 476 US 734.Pp. 68 7-694.
b) The alternative
arguments -- that the money appropriated in the Cheyenne River Act did
not include compensation for the Tribe's loss of licensing revenue, that
general principles of "inherent sovereignty" enable the Tribe to regulate
non-Indian hunting and fishing in the area, and that Army Corps regulations
permit the Tribe to regulate non-Indian hunting and fishing -- do not
undercut this statutory analysis. Pp. 694-697. 949 F.2d 984 (8th Cit.
1991), reversed and remanded.
Lincoln
v. Vigil
Docket No. 91-1833 Argued March 3, 1993 Decided May 24, 1993
CITATION: 508 U.S. 182, 113 S.Ct. 2024, 124 L.Ed.2d 101 (1993)
SYNOPSIS:
The U. S. Supreme Court held that the Indian Health Services decision
to terminate the Indian Childrens' Program was not reviewable under the
Administration Procedures Act because it involved the allocation of funds
from a lump sum appropriation, which the Court held was a decision committed
to agency discretion by law. At issue in this case was whether the Indian
Health Services' decision to discontinue diagnostic and treatment services,
known as the Indian Children's Program, to handicapped Indian children
in the Southwest and reallocate IHS resources elsewhere was subject to
judicial review under the Administrative Procedures Act. Justice Souter
delivered the opinion for a unanimous Court.
HISTORY:
The Indian Health Service receives yearly lump-sum appropriations from
Congress, and expends the funds under authority of the Snyder Act and
the Indian Health Care Improvement Act to provide health care for American
Indian and Alaska Native people. Out of these appropriations, the Service
funded, from 1978 to 1985, the Indian Children's Program, which provided
clinical services to handicapped Indian children in the Southwest. Congress
never expressly authorized or appropriated funds for the Program, but
was apprised of its continuing operation. In 1985, the Service announced
that it was discontinuing direct clinical services under the Program in
order to establish a nationwide treatment program. Respondents, Indian
children eligible to receive services under the Program, filed this action
against petitioners (collectively, the Service), alleging, inter alia,
that the decision to discontinue services violated the federal trust responsibility
to Indians, the Snyder Act, the Improvement Act, the Administrative Procedure
Act (APA), and the Fifth Amendment's Due Process Clause. In granting summary
judgment for respondents, the District Court held that the Service's decision
was subject to judicial review, rejecting the argument that the decision
was "committed to agency discretion by law" under the APA, 5 U.S.C.
701(a)(2). The court declined to address the merits of the Service's action,
however, holding that the decision to discontinue the Program amounted
to a "legislative rule" subject to the APA's notice and comment requirements,
553, which the Service had not fulfilled. The Court of Appeals affirmed,
holding that, even though no statute or regulation mentioned the Program,
the repeated references to it in the legislative history of the annual
appropriations Acts, in combination with the special relationship between
Indian people and the Federal Government, provided a basis for judicial
review. The court also reasoned that this Court's decision in Morton
v Ruiz, 415 U.S. 199, required the Service to abide by the APA's notice
and comment procedures before cutting back on a congressionally created
and funded program for Indians.
HELD:1) The Service's decision to discontinue the Program was
"committed to agency discretion by law," and therefore not subject to
judicial review under 701(a)(2). Pp. 190-195.
a) Section
701(a)(2) precludes review of certain categories of administrative decisions
that courts traditionally have regarded as "committed to agency discretion."
The allocation of funds from a lump-sum appropriation is such a decision.
It is a fundamental principle of appropriations law that where Congress
merely appropriates lump-sum amounts without statutory restriction, a
clear inference may be drawn that it does not intend to impose legally
binding restrictions, and indcia in committee reports and other legislative
history as to how the funds should, or are expected to, be spent do not
establish any legal requirements on the agency. As long as the agency
allocates the funds to meet permissible statutory objectives, courts may
not intrude under 701(a)(2). Pp.190-193.
b) The decision
to terminate the Program was committed to the Service's discretion. The
appropriations Acts do not mention the Program, and both the Snyder and
Improvement Acts speak only in general terms about Indian health. The
Service's representations to Congress about the Program's operation do
not translate through the medium of legislative history into legally binding
obligations, and reallocating resources to assist handicapped Indian children
nationwide clearly falls within the Service's statutory mandate. In addition,
whatever its contours, the special trust relationship existing between
Indian people and the Federal Government cannot limit the Service's discretion
to reorder its priorities from serving a subgroup of beneficiaries to
serving the class of all Indians nationwide. Pp. 193-195.
c) Respondents'
argument that the Program's termination violated their due process rights
is left for the Court of Appeals to address on remand. While the APA contemplates
that judicial review will be available for colorable constitutional claims
absent a clear expression of contrary congressional intent, the record
at this stage does not allow mature consideration of constitutional issues.
P. 195.
2) The Service was not required to abide by 553's notice and comment
rulemaking procedures before terminating the Program, even assuming that
the statement terminating the Program would qualify as a "rule" within
the meaning of the APA. Termination of the Program might be seen as affecting
the Service's organization, but 553(b)(A) exempts "rules of agency organization"
from notice and comment requirements. Moreover, 553(b)(A) exempts "general
statements of policy," and, whatever else that term may cover, it surely
includes announcements (508 U.S. 184) of the sort at issue here. This
analysis is confirmed by Citizens to Preserve Overton Park Inc.v. Volpe,
401 U.S. 402, which stands for the proposition that decisions to expend
otherwise unrestricted funds are not, without more, subject to 553's
notice and comment requirements. Finally, the Court of Appeals erred in
holding that Morton v. Ruiz, supra, required the Service to abide
by 553's notice and comment requirements. Those requirements were not
at issue in Ruiz Pp. 195-199. 953 F.2d 1225 (10 Cir. 1992) reversed and
remanded.
Hagen
v. Utah
Docket No.
92-6281 Argued November 2, 1993 February 23, 1994
CITATION: 510 U.S. 399, 114 S.Ct. 958, 127 L.Ed.2d (1994)
SYNOPSIS:
The U. S. Supreme Court found that the Uintah Valley Reservation had been
diminished by a 1902 Act, and so State had jurisdiction over an Indian
who had committed a crime within the original boundaries of the reservation.
At issue in this case was whether the Uintah Indian Reservation was diminished
by Congress when it was opened to non Indian settlers at the turn of the
century, resulting in state jurisdiction over areas that had been within
the original boundaries of the reservation. Justice O'Connor delivered
the opinion of the Court, joined by Judges Rehnquist, Stevens, Scalia,
Kennedy, Thomas, and Ginsburg joined. Justices Blackmun and Souter filed
a dissenting opinion.
HISTORY:
Petitioner, an Indian, was charged in Utah state court with distribution
of a controlled substance in the town of Myton, which lies within the
original boundaries of the Uintah Indian Reservation on land that was
opened to non-Indian settlement in 1905. The trial court rejected petitioner's
claim that it lacked jurisdiction over him because he was an Indian and
the crime had been committed in "Indian country," see 18 U.S.C. 1151,
such that federal jurisdiction was exclusive. The state appellate court,
relying on Ute Indian Tribe v. State of Utah, 773 F.2d 1087 (10
Cir.), cert. denied, 479 US 994, agreed with petitioner's contentions
and vacated his conviction. The Utah Supreme Court reversed and reinstated
the conviction, ruling that Congress had "diminished" the Reservation
by opening it to non-Indians, that Myton was outside its boundaries, and
thus that petitioner's offense was subject to state criminal jurisdiction.
See Solem v. Bartlett, 465 US 463, 467 ("States have jurisdiction
over . . . opened lands if the applicable surplus land Act freed that
land of its Reservation status and thereby diminished the Reservation
boundaries").
HELD: 1) Because the Uintah Reservation has been diminished by
Congress, the town of Myton is not in Indian country and the Utah courts
property exercised criminal jurisdiction over petitioner. Pp. 9-22.
a) This Court
declines to consider whether the State of Utah, which was a party to the
Tenth Circuit proceedings in Ute Indian Tribe, should be collaterally
estopped from relitigating the Reservation boundaries. That argument is
not properly before the Court because it was not presented in the petition
for a writ of certiorari and was expressly disavowed by petitioner in
his response to an amicus brief. Pp. 9-10.
b) Under
this Court's traditional approach, as set forth in Solem v. Bartlett,
supra, and other cases, whether any given surplus land Act diminished
a Reservation depends on all the circumstances, including (1) the statutory
language used to open the Indian lands, (2) the contemporaneous understanding
of the particular Act, and (3) the identity of the persons who actually
moved onto the opened lands. As to the first, the most probative, of these
factors, the statutory language must establish an express congressional
purpose to diminish, but no particular form of words is prerequisite to
a finding of diminishment. Moreover, although the provision of a sum certain
payment to the Indians, when coupled with a statutory expression of intent,
can certainly provide additional evidence of diminishment, the lack of
such a provision does not lead to the contrary conclusion. Throughout
the diminishment inquiry, ambiguities are resolved in favor of the Indians,
and diminishment will not lightly be found. Pp. 10-12.
c) The operative
language of the Act of May 27, 1902, ch. 888, 32 Stat. 263 -- which provided
for allotments of some Uintah Reservation land to Indians, and that "all
the unallotted lands within said Reservation shall be restored to the
public domain" (emphasis added) -- evidences a congressional purpose to
terminate Reservation status. See, e.g., Seymour v. Superintendent,
368 U.S.351, 354-355. Solem, supra, at 472-476, distinguished.
Contrary to petitioner's argument, this baseline intent to diminish was
not changed by the Act of March 3, 1905, ch. 1479, 33 Stat. 1069. Language
in that statute demonstrates that Congress clearly viewed the 1902 Act
as the basic legislation upon which the 1905 Act and intervening statutes
were built. Furthermore, the structure of the statutes -- which contain
complementary, nonduplicative essential provisions -requires that the
1905 and 1902 Acts be read together. Finally, the general rule that repeals
by implication are disfavored is especially strong here, because the 1905
Act expressly repealed a provision in the intervening statute passed in
1903; if Congress had meant to repeal any part of any other previous statute,
it could easily have done so. Pp. 12-17.
d) The historical
evidence -- including letters and other statements by Interior Department
officials, congressional bills and statements by Members of Congress,
and the text of the 1905 Presidential Proclamation that actually opened
the Uintah Reservation to settlement -- clearly indicates the contemporaneous
understanding that the Reservation would be diminished by the opening
of the unallotted lands. This conclusion is not altered by inconsistent
references to the Reservation in both the past and present tenses in the
post-1905 legislative record. These must be viewed merely as passing references
i |