| (Cite
as: 521 N.W.2d 357)
Supreme
Court of Minnesota.
In
the Matter of the CUSTODY OF S.E.G., A.L.W. and V.M.G.
No.
C4-93-1054.
Aug.
31, 1994.
Non-Native American foster parents petitioned to adopt Native American children.
The District Court, Beltrami County, John P. Smith, J., granted
petition, finding good cause to deviate from adoption placement preferences
in the Indian Child Welfare Act (ICWA). Children's tribe appealed.
The Court of Appeals, Huspeni, J., 507 N.W.2d 872, affirmed,
and tribe appealed. The Supreme Court, Keith, C.J., held that:
(1) determination that good cause existed to deviate from ICWA
preferences was abuse of discretion, and (2) finding that children
had unmet extraordinary emotional needs was not supported by evidence.
Reversed.
Anderson, J., took no part in consideration or decision.
*358
Syllabus
by the Court
A good cause exception to the placement preferences provision of
the Indian Child Welfare Act (ICWA) 25 U.S.C. § 1915
(1988) was not established in this case.
Anita P. Fineday, Tribal Atty., Leech Lake Band of Chippewa,
Cass Lake, for Leech
Lake Band of Chippewa.
Hubert H. Humphrey, III, Atty. Gen., Kim Buechel Mesun, Asst.
Atty. Gen., St. Paul, for Commissioner of Human Services.
Timothy R. Faver, Beltrami County Atty., Shari R. Schluchter, Asst.
Beltrami County Atty., Bemidji, for Beltrami County.
Charles R. Powell, Powell & Lang, Bemidji, for Guardian ad
Litem.
Wright S. Walling, Jody Ollyver DeSmidt, Gary A. Debele, Walling
& Berg, Minneapolis, for Eugene Campbell, et al.
Shirley M. Cain, Duluth, for amicus curiae, Red Lake Band
of Chippewa Indian.
Jeannice M. Reding, Best & Flanagan, Minneapolis, and James Genia,
Sol. Gen., Mille Lacs Band of Ojibwe, Onamia, and Steve
C. Moore, Native American Rights Fund, Boulder, CO, for amici
curiae, Mille Lacs Band of Ojibwe and Minnesota Chippewa Tribe.
William R. Kennedy, Hennepin County Public Defender, Peter W. Gorman,
Asst. Public Defender, Minneapolis, for amici curiae, Hennepin County Public
Defender.
Katie Trotzky, Amy Jane Goetz, Legal Aid Soc. of Minnesota,
Minneapolis, for amici curiae, Upper Midwest American Indian Center.
Mark D. Fiddler, Indian Child Welfare Law Center, Minneapolis, for
amici curiae, Minneapolis American Indian Center and Minnesota Indian Women's
Resource
Center.
Steven Hirsh, Leah J. Carpenter, Anishinabe Legal Services, Cass Lake,
for amici curiae, Melvin E. and Audrey J. Goodman.
Heard, considered and decided by the court en banc.
OPINION
KEITH, Chief Justice.
This appeal arises out of a petition by the respondents,
non-Indian foster parents, E.C. and C.C., to adopt three Native
American children for whom they had provided foster care. At
issue is whether the placement preferences provision of the Indian
Child Welfare Act (ICWA), 25 U.S.C. § 1915
(1988), provides a "good cause" exception for "extraordinary emotional needs"
based on a child's need for permanence in the form
of adoption; also at issue is whether the record in
this case supports the trial court's findings that these children
had extraordinary emotional needs and that there was an "unavailability
of suitable families for placement" after a diligent search. We
hold, while good cause may include a child's need for
stability, this is not equivalent to a need to be
adopted. We also hold that, in this case, the record
failed to support the trial court's findings that these children
have extraordinary
emotional needs. We therefore reverse.
I
In 1978, Congress enacted the ICWA to prevent the destruction
of Indian families by reducing removal of Indian children from
their communities and to relieve the difficulties experienced by Indian
children raised in non-Indian homes by providing preferences for placements
within Indian communities. Testimony before Congress indicated there were wide-spread
abuses in the placement of Indian children by courts and
welfare agencies in states with Indian populations.
*359
One important way in which the Act achieves its goals
is by granting to tribal courts exclusive jurisdiction over child
custody proceedings involving Indian children living within the reservation, and
by providing for transfer of jurisdiction to the tribe, absent
good cause to the contrary, of child custody proceedings involving
Indian children living off the reservation. 25 U.S.C. § 1911(a),
(b). In interpreting this provision, the United States Supreme Court
noted, "It is clear from the very text of the
ICWA, not to mention its legislative history and the hearings
that led to its enactment, that Congress was concerned with
the rights of Indian families and Indian communities vis-á-vis
state authorities." Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 44-45, 109 S.Ct. 1597, 1606, 104 L.Ed.2d
29 (1989). The Court concluded, "Indeed, the congressional findings that
are a part of the statute demonstrate that Congress perceived
the States and their courts as partly responsible for the
problem it intended to correct." Id.
at 45, 109 S.Ct. at 1606 (citation and footnote omitted).
The substantive provisions of the Act include § 1915(a),
the provision at issue in this case, which sets forth
the adoptive placement preferences. [FN1]
Other requirements include: the tribes' right to intervene in and
be notified of custody proceedings involving Native American children, 25
U.S.C. §§ 1911(c)
and 1912(a); higher standards of proof to remove Native American
children and to terminate Native Americans' parental rights, § 1912(e),
(f); a requirement that Native American children be returned to
their parent upon the parent's revocation of consent to placement
or to voluntary relinquishment of parental rights, § 1913(b),
(c); and a provision that Native American parents or tribes
may petition to vacate any action involving custody of a
Native American child upon a showing that the action violated
the Act, § 1914.
FN1.
Placement
of Indian children. (a) Adoptive placements; preferences.
In any adoptive placement of an Indian child under State
law, a preference shall be given, in the absence of
good cause to the contrary, to a placement with (1)
a member of the child's extended family; (2) other members
of the Indian child's tribe; or (3) other Indian
families. 25 U.S.C. § 1915.
As the Supreme Court has stated:
The
ICWA thus, in the words of the House Report accompanying
it, "seeks to protect the rights of the Indian child
as an Indian and the rights of the Indian community
and tribe in retaining its children in its society." It
does so by establishing "a Federal policy that, where possible,
an Indian child should remain in the Indian community," and
by making sure that Indian child welfare determinations are not
based on "a white, middle-class standard which, in many cases,
forecloses placement with [an] Indian family."
Mississippi
Band of Choctaw Indians,
490 U.S. at 37, 109 S.Ct. at 1602 (citations and
footnote omitted).
II
The parents of the children whose placement is at issue
in this case are a Chippewa woman and a white
man. S.E.G., the oldest child, was born in 1984; A.L.W.
was born in 1985 and V.M.G. in 1987. The factors
leading to the family's involvement with the child welfare system
are not entirely clear from the record. A.L.W. was first
placed out of the home for "failure to thrive" in
January, 1986. She was moved to a relative's home in
September of 1986 and returned to her mother in December,
1986. The family was apparently still being supervised by Cass
County when they moved out of Minnesota in violation of
a court order. When the family returned to Minnesota, the
children lived at the home of their maternal grandmother.
After V.M.G. was born, the mother was unable to care
for them and voluntarily placed all three children in foster
care. The children have not lived with their parents since
February, 1988. A.L.W. and V.M.G. were moved six times-- and
S.E.G. five--in the next three years, before being placed in
E.C. and C.C.'s therapeutic (PATH) foster home in August, 1991.
E.C. and C.C. are a non-Indian couple.
The children remained in E.C. and C.C.'s home until January
29, 1992 when they were placed in a Native American
pre-adoptive home. Though discussed in advance, the children's move was
not well planned and *360
occurred without prior overnight visits. The placement lasted only nine
days, after which the children were returned to E.C. and
C.C.'s foster home.
On October 8, 1992, the children were placed in a
Native American PATH home in Minneapolis. They moved from that
placement within two months because the foster mother was "emotionally
not ready to handle the children." The children were then
placed in A.C.'s Native American PATH home in Cloquet, Minnesota,
where they have resided since November 13, 1992.
When the children were being placed through PATH, S.E.G. and
A.L.W. were identified as having "special needs" and were evaluated
by therapists. V.M.G. was evaluated and did not turn out
to have any particular special needs, though her
therapist recommended that she be placed in a "secure, consistent
environment for the long-term."
S.E.G.'s special needs consisted primarily of a language disorder and
behavioral problems. In the therapist's opinion, S.E.G. had not bonded
with E.C. and C.C. when she was removed, but she
was in the process of bonding with them. The therapist
believed S.E.G. could achieve a sense of belonging or permanence
with an attachment to her tribe "if that's an ongoing
part of her life." Finally, the therapist stated that she
believed S.E.G. needed to be in a permanent placement and
"the sooner the better." In school, S.E.G. was in regular
classrooms but required some special education services in speech, cognitive,
and social skills.
A.L.W.'s special needs were the most extensive. She exhibited inappropriate
sexual acting out behavior, "low intellectual functioning," and speech difficulties.
A.L.W.'s school identified her as having a handicapping condition and
as being in need of special education services. A.L.W.'s therapist
noted she had "some inappropriate ways of expressing anger" and
that she had "barrier and boundary issues, interpersonal distancing." One
of A.L.W.'s foster mothers filled out forms regarding her skills
and development, and from these the therapist determined that A.L.W.
was "far below age-level." The therapist recommended "that [A.L.W.] be
continued in her EBD [emotional behavior disorders] placement along with
seeking some individual counseling with
a therapist who specializes in children's emotional problems. Additionally, placement
in a home environment that emphasizes consistency and nurturance along
with the knowledge of the dynamics of sexual abuse victimization
would be extremely helpful."
Expert and lay witnesses from both sides testified that the
children had a strong need for stability in their home
environment. All of the witnesses for the Leech Lake Band
of Chippewa were recognized as "qualified expert witnesses" by the
trial court. E.C. and C.C. presented two witnesses whom the
trial court recognized as "qualified Indian experts." All the testimony
seemed to show that E.C. and C.C.'s foster home and
A.C.'s Native American foster home each provided for the children's
physical, emotional, and intellectual needs, but the witnesses disagreed about
whether E.C. and C.C. provided for--or could provide for--the children's
cultural needs and whether A.C. provided for the children's need
for permanence.
Several of the experts identified as "qualified Indian experts" by
the trial court testified that Native American children who grow
up in non-Native homes suffer from intense identity crises in
adolescence. E.C. and C.C.'s friend from church--a white woman married
to a Native American man--was qualified as an expert. She
testified that she did not observe that traditional Indian parenting
techniques were common on the Red Lake Reservation and that
she believed the children were bonded and attached to E.C.
and C.C. Darrell Auginash,
a Native American man who lives and works as a
counselor on the Red Lake Reservation, was also qualified as
an expert. He testified that he would be willing to
work with E.C. and C.C. to educate the children about
their culture if E.C. and C.C. were allowed to adopt.
He also testified:
I
think as far as identity is concerned, I think that
usually comes a little later. The most important thing that
most children are concerned about is their, is their security,
their, their home, their structure and the love that's provided
for them by their family and people like that. And
the ones *361
that experience the most dysfunction, have a high percentage rates
of some of the problems like suicide and alcoholism and
drug abuse, delinquency.
When asked whether, in his opinion, cultural identity could be
taught to and understood by a child who did not
live in a Native American home or on a reservation,
he testified: "I believe that as far as this heritage
and this culture is concerned, I think that you can
learn it just as well in an urban setting or
off the reservation * * *. You learn it where
you're at with whomever. And I can take it anywhere
and teach it."
E.C. testified that he was unable to describe the difference
between the Leech Lake Band of Chippewa and the Minnesota
Chippewa Tribe and could not identify the clan of which
the children were members. He testified that he tried to
learn as much as possible about Native American culture through
his friendships with Native Americans and by reading Native American
publications. E.C. and C.C.
clearly made efforts to expose the children to Native American
cultural events; they attended two powwows, a few storytellings and
arranged a naming ceremony for S.E.G. at the suggestion of
a social worker.
All of the social workers and therapists involved with the
family in the A.C. foster home noted that the children
had "identity issues" related to their Native American heritage and
that these issues showed improvement in A.C.'s care. S.E.G.'s therapist--when
S.E.G. was in E.C.'s and C.C.'s home-- testified that S.E.G.
seemed to be confused about the fact that E.C. and
C.C. could not keep her because she was Native American
and they were white. She noted that S.E.G. hoped E.C.
and C.C. would "fight for her."
Finally, all three Native American social workers--each of whom was
qualified as an Indian expert by the trial court--stated that
the most important thing for the children at that time
was that they "stabilize" in the current home. Fred Isham,
a foster care adoption worker with the Minnesota Chippewa Tribe
Human Services Division, testified that he was "actively recruiting an
adoptive home for the [children]," but that they were not
ready for adoption at that time. It seemed clear from
the testimony that the workers not only expected the children
to remain in A.C.'s home for an unspecified period of
time until they "stabilized" but also expected they eventually would
be moved to an adoptive home.
Based upon all of the above evidence and the guardian
ad litem's recommendation,
[FN2] the trial court held that good cause existed to
place the children in a manner inconsistent with § 1915(a).
The court held that the children had "extraordinary physical and
emotional needs" and that those needs had been established by
the testimony of "several qualified experts." The court also held
that a suitable family for adoption was unavailable after a
diligent search had been completed. The trial court ordered that
E.C. and C.C.'s petition for adoption be allowed on May
20, 1993. The court of appeals affirmed on November 16,
1993. In
Re S.E.G., A.L.W. and V.M.G.,
507 N.W.2d 872 (Minn.App.1993).
FN2.
The guardian ad litem was a junior at Bemidji State
University working on a social work degree. She attended guardian
ad litem training and had acted as a guardian in
roughly 10-12 cases. She is also Native American. Neither party
moved to have her qualified as an expert witness.
III
The issue presented by this case is whether there is
good cause not to follow the preference provisions of § 1915(a).
Nothing in the ICWA or its legislative history suggests a
definition of good cause or describes the factors to be
considered in determining whether it exists.
[FN3]
FN3.
Subsection (c) notes: "Where appropriate, the preference of the Indian
child or parent shall be considered * * *." 25
U.S.C. § 1915(c).
This suggests that the parents' or child's preferences may constitute
good cause.
The BIA guidelines, however, offer some structure to state courts
interpreting this provision. Guidelines for State Courts; Indian Child Custody
Proceedings, 44 Fed.Reg. 67,584-67,595 (1979). Section F.3 of the guidelines
describes circumstances which create "good cause" to modify the placement
preferences of the Act:
*362
F.3. Good Cause To Modify Preferences
(a)
For purposes of foster care, preadoptive or adoptive placement, a
determination of good cause not to follow the order of
preference set out above shall be based on one or
more of the following considerations:
(i)
The request of the biological parents or the child when
the child is of sufficient age.
(ii)
The extraordinary physical or emotional needs of the child as
established by testimony of a qualified expert witness.
(iii)
The unavailability of suitable families for placement after a diligent
search has been completed for families meeting the preference criteria.
(b)
The burden of establishing the existence of good cause not
to follow the order
of preferences established in subsection (b) shall be on the
party urging that the preferences not be followed.
Id.
at 67,594. The guidelines also state, however, that Congress intended
to give state courts some discretion in these cases:
Primary
responsibility for interpreting other language used in the Act, however,
rests with the courts that decide Indian child custody cases.
For
example, the legislative history of the Act states explicitly that
the use of the term "good cause" was designed to
provide state courts with flexibility in determining the disposition of
a placement proceeding involving an Indian child.
[FN4]
FN4.
This section of the guidelines cites to S.Rep. No. 597,
95th Cong., 1st Sess. 17 (1977). The Senate Report is
actually referring to the phrase "good cause" in a section
of the bill equivalent to § 1911.
Id.
at 5, 17. The BIA's statement seems reasonably applied to
both sections of the Act, however.
Id.
at 67,584 (emphasis added).
[1]
The Supremacy Clause, as well as state law, requires that
placement decisions in Minnesota courts meet the "minimum" requirements of
ICWA. See
U.S. Const. art. VI; 25 U.S.C. § 1902;
Minn.Stat. § 256F.07,
subd. 2
(1992). Since long before the passage of the ICWA, child
custody cases have been decided pursuant to the "best interests
of the child" standard. E.g.,
State ex rel. Jaroszewski v. Prestidge,
249 Minn. 80, 81 N.W.2d 705 (1957). ICWA appears to
create a presumption that placement of Indian children within the
preferences of the Act is in the best interests of
Indian children. [FN5]
FN5.
Section 1902 of the ICWA says simply, "The Congress hereby
declares that it is the policy of this Nation to
protect the best interests of Indian children * * *."
25 U.S.C. § 1902.
At least two courts which have interpreted the "good cause"
exception of § 1915
have determined that courts may consider the best interests of
the child in determining whether the exception applies. In Matter
of Adoption of F.H.,
851 P.2d 1361 (Alaska 1993), the Supreme Court of Alaska
stated: "Whether there is good cause to deviate in a
particular case depends on many factors including, but not necessarily
limited to, the best interests of the child, the wishes
of the biological parents, the suitability of persons preferred for
placement and the child's ties to the tribe." Id.
at 1363- 64. Similarly, in Adoption
of M.,
66 Wash.App. 475, 832 P.2d 518 (Ct.1992), the Court of
Appeals of Washington noted:
Good
cause is a matter of discretion, and discretion must be
exercised in light of many factors. These include but are
not necessarily limited to the best interests of the child,
the wishes of the biological parents, the suitability of persons
preferred for placement, the child's ties to the tribe, and
the child's ability to make any cultural adjustments necessitated by
a particular placement.
Id.
832 P.2d at 522 (citations omitted).
[2]
We believe, however, that a finding of good cause cannot
be based simply on a determination that placement outside the
preferences would be in the child's best interests. The plain
language of the Act read as a whole and its
legislative history clearly indicate that state courts are a part
of the problem the ICWA was intended to remedy. See
Mississippi Band of Choctaw Indians,
490 U.S. at 44-45, 109 S.Ct. at 1606-07. Furthermore, the
report from our own Task Force on Racial Bias in
the Judicial System *363
indicates that insensitivity to minority cultures remains a problem in
child welfare cases. See
Minnesota Supreme Court Task Force on Racial Bias in the
Judicial System, Final Report,
16 Hamline L.Rev. 477, 624-646 (1993).
[FN6] The best interests of the child standard, by its
very nature, requires a subjective evaluation of a multitude of
factors, many, if not all of which are imbued with
the values of majority culture. It therefore seems "most improbable"
that Congress intended to allow state courts to find good
cause whenever they determined
that a placement outside the preferences of § 1915
was in the Indian child's best interests. Cf.
Mississippi Band of Choctaw Indians,
490 U.S. at 45, 109 S.Ct. at 1606-07.
FN6.
This report shows that despite the enactment of statutory schemes
to prevent placement of minority children outside their communities, these
children are still "vastly over-represented within the foster care system."
Id.
at 628. "For Native American children in particular, their over-representation
in out-of-home placements exceeded white children by over 10 times."
Id.
at 629 (citing Minnesota Department of Human Services, Minnesota
Minority Foster and Adoptive Care, 1989,
6 (Jan.1991)).
Though the BIA guidelines are not binding on the courts,
the use of the word "shall" in § F.3(a)
strongly suggests that a consideration of whether good cause exists
should be limited to the factors described in the guidelines.
44 Fed.Reg. 67,584, 67,594 (1979). We hold, therefore, that a
determination that good cause exists to avoid the placement preferences
of § 1915
should be based upon a finding of one or more
of the factors described in the guidelines.
The trial court found that the children's "need for permanence"
was an extraordinary
emotional need and that no suitable family was available for
placement after a diligent search had been completed. Because these
two factors are mentioned in the guidelines, we must carefully
review the trial court's findings to determine whether they were
adequately supported by the record.
[3]
Cases from other states hold that an "abuse of discretion"
or "clearly erroneous" standard applies to trial court's findings of
"good cause." Matter
of Adoption of F.H.,
851 P.2d 1361, 1363 (Alaska 1993); Adoption
of M.,
66 Wash.App. 475, 832 P.2d 518, 522 (Ct.1992). We agree
with the Alaska Supreme Court's approach in Matter
of Adoption of F.H.:
We
will reverse an adoptive placement preference determination only if convinced
that the record as a whole reveals an abuse of
discretion or if controlling factual findings are clearly erroneous. Abuse
of discretion is established if the superior court considered improper
factors or improperly weighted certain factors in making its determination.
851 P.2d at 1363. We will not reverse findings of
fact unless clearly erroneous. "Considering improper factors" or "improperly weighing
certain factors" are issues of law, however, which we will
review de novo.
In light of the Act, its legislative history, the BIA
guidelines and their commentary, it does not seem that a
need for permanence or stability cannot
be considered in determining whether good cause exists in a
particular case. The Supreme
Court of Alaska, in Matter
of Adoption of F.H.,
851 P.2d 1361, 1365 (Alaska 1993) seemed to assume that
adoption was the only possible permanent placement available to the
child. Id.
at 1365. The Alaska Supreme Court noted that "F.H.'s situation
would be uncertain
" if the white foster parents were not allowed to
adopt. Id.
at 1365. In that case, however, F.H.'s natural mother had
voluntarily relinquished her parental rights conditioned on the foster parents'
adoption. Id.
The court noted that the natural mother and foster parents
had agreed to an open adoption, the natural mother testified
that she could more easily visit F.H. in the foster
parent's home than in the Native village in which her
relatives lived, and the foster mother and F.H. had formed
a strong bond. Id.
This case presents a somewhat different problem, however, in that
parental rights have already been terminated and the children would
not be subjected to continued attempts at reunification with the
biological parents if they were not placed in E.C. and
C.C.'s home.
The Commissioner of Human Services argues that the phrase, "unavailability
of suitable families for placement" does not refer *364
only to adoptive
placement. She argues that adoption is not the only permanent
placement option, and preferring adoption over other options, such as
permanent foster care, may result in more placements outside Native
American communities.
ICWA's § 1915(d)
requires that "[t]he standards to be applied in meeting the
preference requirements of this section shall be the prevailing social
and cultural
standards of the Indian community in which the parent or
extended family resides or with which the parent or extended
family members maintain social and cultural ties." The record of
the 1974 United States Senate Hearings supports the Leech Lake
Band of Chippewa's claim that permanency is defined differently in
Native American cultures. At least one witness before the trial
court testified that she believed S.E.G.'s need for permanence could
be met through an attachment to her tribe "if that's
an ongoing part of her life." The House Report published
with the passage of ICWA in 1978 notes: "For example,
the dynamics of Indian extended families are largely misunderstood. An
Indian child may have scores of, perhaps more than a
hundred, relatives who are counted as close, responsible members of
the family." H.R.Rep. No. 1386, 95th Cong., 2d Sess. (1978),
reprinted
in
1978 U.S.C.C.A.N. 7530, 7532. Finally, as the report of the
Task Force on Racial Bias noted regarding application of ICWA
in Minnesota: "Problems can arise when a system that is
largely white, with middle-class values, is called upon to evaluate
cultural and racial norms which are neither white nor necessarily
middle-class." Minnesota
Supreme Court Task Force on Racial Bias in the Judicial
System, Final Report,
16 Hamline L.Rev. 477, 631 (1993). Given that a need
for permanence is not discussed in the Act or its
regulations, it is important that this need not be defined
so narrowly as to threaten or substantially reduce placements in
Native American homes. See
44
Fed.Reg. 67,586 (1979).
[4]
Here the trial court found that the children had extraordinary
emotional needs but went on to find the present emotional,
cultural, educational, and physical needs of the children are currently
being met in the home of A.C., except for the
need for permanence. In effect, the trial court found that
the need for permanence alone was an extraordinary emotional need
and that a suitable family for placement must be a
family that could meet this need. Implicit in the trial
court's findings that the children's need for permanence was not
being met at A.C.'s foster home and that A.C.'s home
was not a suitable family for placement was an assumption
that only adoption could meet a need for permanence. We
believe this holding was based on the improper assumption that
the need for permanence could only be met through adoption
and, therefore, we reverse this holding as a matter of
law.
The trial court also found that the children did have
extraordinary emotional needs, but found that all of those needs,
but the need for permanence, had been met in A.C.'s
foster home.
The BIA guidelines require that a finding of extraordinary physical
or emotional needs be "established by testimony of a qualified
expert witness." [FN7]
Section D.4 of the BIA guidelines addresses the use of
the phrase "qualified expert witness" in the Act. Subsection (b)
of this section states:
FN7.
The commentary to the section of the guidelines discussing "extraordinary
emotional needs" states: "In a few cases a child may
need highly specialized treatment services that are unavailable in the
community where the families who meet the preference criteria live.
Paragraph (ii) recommends that such considerations be considered as good
cause to the contrary." 44 Fed.Reg. 67,585, 67,594 (1979). This
commentary suggests a narrower spectrum of "extraordinary physical or emotional
need" than the guidelines. Our decision regarding qualified expert witnesses
makes it unnecessary to decide to what degree the commentary
may narrow the definition of extraordinary emotional need.
(b)
Persons with the following characteristics are most likely to meet
the requirements for a qualified expert witness for purposes of
Indian child custody proceedings:
(i)
A member of the Indian child's tribe who is recognized
by the tribal community as knowledgeable in tribal customs as
they *365
pertain to family organization and childrearing practices.
(ii)
A lay expert witness having substantial experience in the delivery
of child and family services to Indians, and extensive knowledge
of prevailing social and cultural standards and childrearing practices within
the Indian child's tribe.
(iii)
A professional person having substantial education and experience in the
area of his or her specialty.
44 Fed.Reg. 67,584, 67,593 (1979). The comments to this section
of the guidelines state, "The second subsection makes clear that
knowledge of tribal culture and childrearing practices will frequently be
very valuable to the court." Id.
In Minnesota, it is important to read this section of
the guidelines in conjunction with § A.(2),
which states:
(2)
In any child custody proceeding where applicable state or other
federal law provides a higher standard of protection to the
rights of the parent or Indian custodian than the protection
accorded under the Indian Child Welfare Act, the state court
shall apply the state or other federal law, provided that
application of that law does not infringe any right accorded
by the Indian Child Welfare Act to an Indian tribe
or child.
Id.
at 67,586. The Minnesota Department of Human Services Social Services
Manual defines a qualified expert witness somewhat more narrowly, requiring
expertise about Indian childrearing practices in all three categories. See
Minnesota Department of Human Services, Minnesota
Social Services Manual,
XIII-3586 (1987); Matter
of Welfare of B.W.,
454 N.W.2d 437, 442 (Minn.App.1990). "The DHS manual adds
to paragraph (iii) the requirement that the professional have 'substantial
knowledge of prevailing social and cultural standards and child-rearing practices
within the Indian community.'
" Matter
of Welfare of B.W.,
454 N.W.2d at 442.
[5]
Most of the testimony in this case which tended to
establish that the children had extraordinary physical or emotional needs
was not
presented by qualified expert witnesses. E.C. and C.C. presented only
two witnesses whom they attempted to qualify as expert witnesses.
By contrast, nearly all of the tribe's expert witnesses qualified
under the guidelines and were found to so qualify by
the trial court.
The record before the trial court supported its finding that
both families adequately met the children's emotional, educational, and physical
needs. By all accounts, the children generally had fared very
well in E.C. and C.C.'s home, and neither party disputed
that they currently were doing well in A.C.'s home. However,
the qualified
expert witness
portion of the record seemed to show that the placement
in A.C.'s home met the children's cultural needs and that
it was unlikely E.C. and C.C. would have been able
to meet those needs as well as A.C., though E.C.
and C.C. certainly showed they would make efforts to do
so. Only one qualified expert witness, Darrell Auginash, testified that
he believed it was "possible" for the children's cultural needs
to be met growing up in a non-Native home.
[FN8] Mr. Auginash did not express an opinion as to
whether the children had extraordinary emotional needs and he could
not have so testified because he had known E.C. and
C.C. only a few days at the time of trial.
FN8.
The second of E.C. and C.C.'s qualified experts was a
white woman married to a Native American man who testified
that she did not think the "traditional child-rearing practices" were
widely used in the Native American community.
Of the experts qualified by the trial court, none testified
that the children had extraordinary emotional needs which were not
being met in their current placement. Rather, these witnesses' testimony
tended to show that the children were not ready to
be adopted and needed to stabilize before being placed in
an adoptive home and that their need for stability was
being met in A.C.'s home. Under these circumstances, we believe
that the trial court's finding of extraordinary emotional need could
not have been based on the testimony of qualified expert
witnesses and was therefore clearly erroneous.
Our decision today is not meant in any way as
a criticism of the trial court's handling of *366
the matter. By contrast, it was because of that court's
careful decisions at trial, which lasted six days, and the
court's thorough findings of fact and thoughtful memorandum that we
were able to review this case effectively.
Decisions on the custody of children, even when the cultural
values of all the participants are similar, are often the
most difficult for our trial and appellate
judges. These decisions can be even more difficult when children
are born into an Indian community which may view the
family and tribal community very differently from our majority culture.
Congress, in conjunction with numerous Indian tribal governments and the
Bureau of Indian Affairs, has carefully and thoughtfully set out
the nation's policy to prevent the destruction of Indian families
and Indian tribes and to protect the best interests of
Indian children by preventing their removal from their communities.
For the reasons set out above, we do not believe
the record in this case shows good cause to deviate
from the placement preferences of the Indian Child Welfare Act.
Reversed.
ANDERSON, J., took no part in
the consideration or decision of this case.
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