(Cite
as: 433 Mich. 24, 444 N.W.2d 789)
Supreme
Court of Michigan.
In
re Jeffrey JACOBS, and Forest Jacobs, minors. (Two Cases)
DEPARTMENT
OF SOCIAL SERVICES, Petitioner-Appellant,
v.
Lorraine
SMITH and Scott Jacobs, Respondents-Appellees.
Docket
Nos. 83035, 83116.
Argued April 4, 1989.
Decided
Aug. 1, 1989.
**790
*27
Frank J. Kelley, Atty. Gen., Louis J. Caruso, Sol. Gen., Patrick
M. Shannon, Pros. Atty., Chippewa County by Mark Louis Dobias, Asst. Pros.
Atty., Sault Ste. Marie, for Department of Social Services.
Paul M. Brewster by Lewinski
& Brewster, P.C., Sault Ste. Marie, for appellee Lorraine Smith.
John W. Leudesdorff, Sault Ste.
Marie, Guardian Ad Litem for minor children.
RILEY, Chief Justice.
We
are asked in this case to decide whether a probate court may acquire jurisdiction
over a child under the neglect provision of M.C.L. § 712A.2(b)(2);
M.S.A. § 27.3178(598.2)(b)(2) without a finding that the
neglect is culpable. In light of the plain language of § 2(b)
and established legislative purpose of the juvenile code, we hold that
culpable neglect need not be shown to support an exercise of jurisdiction
by a probate court under § 2(b)(2).
I
Respondents Lorraine Smith and Scott Jacobs are the parents of the two
minor children involved in this case, Jeffrey Jacobs, born June 4, 1984,
and Forest Jacobs, born March 27, 1986.
In April of 1986, respondent
Smith suffered an intracranial hemorrhage which caused, among other things,
partial blindness, atrophy of the muscles in the extremities,
and a serious impairment of motor skills.
In early October of that year,
Ms. Smith and Mr. Jacobs returned from Wisconsin to Sault Ste. Marie,
Michigan. At that point, the couple apparently separated.
The children remained with their mother. Ms. Smith
and the two children moved in with Smith's parents for approximately one
week. *28
The respondent then took her children to a domestic violence center. Because
the center was not equipped to meet the needs of her children, Ms. Smith
moved them to the Hiawathaland Home. When this relocation
also proved unsuitable, the respondent contacted the Chippewa County Department
of Social Services for assistance.
On October 10, 1986, the children
were placed in temporary foster care. Three days later, the DSS
petitioned the Chippewa County Probate Court to assume jurisdiction over
the children on the ground of neglect under M.C.L. § 712A.2(b)(1)
or (2); M.S.A. § 27.3178(598.2)(b)(1) or (2). Specifically,
the petitioner alleged that the respondent's physical afflictions "limit
her ability to provide direct care to her children" and that the
respondent "is without adequate shelter arrangements for her children."
[FN1]
FN1.
The petition also maintained that the father was unable to care for the
children. Apparently Mr. Jacobs was living with his mother,
Donna Jacobs, who was scheduled to undergo surgery in November and therefore
would
not be in a position in the immediate future to help care for the children.
At a preliminary hearing, the
respondent admitted the allegations in the petition.
[FN2] Accordingly, the court ordered that the children remain in
foster care pending a formal hearing on the matter.
FN2.
The preliminary hearing was conducted on October 13, 1986, the same day
the DSS filed its petition in the probate court.
A formal hearing was held on
November 14, 1986. At this time, the court permitted the DSS
to amend its petition due to "changed circumstances" [FN3]
and ordered an adjudicative hearing on December 3, 1986.
FN3.
The DSS filed an amended petition on November 20, 1986.
At the adjudicative hearing,
the respondent conceded many of the allegations in the amended petition.
Specifically, the respondent admitted that *29
her children are members of the Chippewa Tribe; that she suffered
complications from a brain hematoma which has impaired her ability to
provide proper or direct care to her children; that since her return
to Sault Ste. Marie
on October 3, 1986, she has lived in approximately **791
seven residences including her parents' home, a domestic violence shelter,
the Hiawathaland Home, and at least two adult foster care residences;
and that she had visited her children regularly since their placement
in foster care.
The respondent testified that
she was currently living in her cousin's home and that the children could
not be cared for there. The respondent explained, however,
that she would be making arrangements later that day to rent a trailer
where both she and the children could live. Ms. Smith admitted
that because of her limp and the limited dexterity in her left hand, she
was unable to care for the children herself. According to
the respondent, she would require assistance in changing diapers and holding
the children. The respondent further testified that she had
arranged for a young woman to move in and help tend the children.
[FN4]
FN4.
The respondent met the eighteen-year-old woman in October of 1986. The
woman had been a volunteer at the domestic violence shelter.
At the conclusion of the adjudicative
hearing, the court assumed jurisdiction over the children on the basis
of neglect pursuant to § 2(b)(2), stating that it was "satisfied
by clear and convincing evidence ... as a result of the admissions ...
that these children are properly within the jurisdiction of the Court...."
Citing In
re McDuel, 142 Mich.App.
479, 369 N.W.2d 912 (1985), counsel for the respondent asserted that the
court's exercise of jurisdiction was improper because there had been no
showing of *30
blameworthiness on the part of the mother. According to counsel,
"[the respondent's] physical incapacity does not constitute neglect."
The court rejected this argument, explaining that culpability
was required only in the dispositional phase of a termination proceeding
and not in the adjudicative phase wherein a court merely decides whether
or not to assume jurisdiction over the affected children. According
to the court, McDuel
was inapplicable because it involved the dispositional stage of a termination
proceeding. The court then ruled that the children should
remain in foster care and scheduled a dispositional hearing for December
29, 1986.
[FN5]
FN5.
At the dispositional hearing, the court observed the testimony of Ms.
Smith, two DSS social workers assigned to the case, a medical doctor who
had evaluated the respondent, and the friend with whom the respondent
was then living. At the conclusion of this hearing, the court
decided to adopt the placement plan of one of the case workers. Under
the plan, the children would remain in their present foster home for approximately
four weeks, at which time they would be reunited with their father in
the grandmother's
home (assuming the grandmother had recovered satisfactorily). The
current visitation schedule would remain intact.
The
court entered a six-month order and mandated that the case be reviewed
in ninety days. According to the case worker, the plan would
allow the DSS to render additional services to the father and grandmother
in caring for the children. However, the court admonished
Mr. Jacobs that he should accept more responsibility for the care of his
children. Finally, the court ordered Ms. Smith to cooperate
with the DSS and to obtain a neuropsychological evaluation. (Testimony
indicated that Ms. Smith had neglected to inform the DSS of her numerous
address changes and failed to keep administrative and medical appointments.)
In a split decision, the Court
of Appeals reversed the decision of the probate court, holding that "for
purposes of subsection 2(b)(2), some culpability or blameworthiness must
be established by a preponderance of the evidence in order to justify
the exercise of jurisdiction by a probate court over a child under 17
years of age." In
re Jacobs, unpublished
opinion per curiam of the Court of Appeals, *31
decided April 12, 1988 (Docket No. 97841), slip op, p. 5. [FN6]
The majority reasoned:
FN6.
The Court of Appeals ordered the probate court to hold a new adjudicative
hearing "after which a determination of jurisdiction will be made
based on the interpretation of the term 'neglect' as set forth in this
opinion." Id.,
p. 9.
"The two types of proceedings
in juvenile court, adjudicative and dispositional, form a continuum at
the end of which the parental rights of a respondent may be permanently
terminated on the basis of a child's neglect as brought about through
some blameworthy act or omission by the respondent. If, at
the adjudicative phase of a proceeding, there is absolutely no requirement
to show blameworthiness or culpability on the part of the respondent **792
to support the petitioner's allegations of neglect under MCL 712A.2(b)(2);
MSA 27.3178(598.2)(b)(2), then probate courts will be free to assume
jurisdiction over children in parental rights termination cases in which
there is correspondingly absolutely no possibility at that time of terminating
parental rights on the basis of neglect under MCL 712A.19a(e); MSA
27.3178(598.19a)(e). We do not believe that probate courts
are permitted under the jurisdictional statute to assume jurisdiction
over a child based on the non-culpable neglect of a respondent and then
to conduct a judicial fishing expedition in search of some evidence of
culpability to serve as a basis for the termination of the respondent's
parental rights." Id.,
p. 7.
Visiting Judge T.K. Boyle dissented,
stating that "the majority has seriously
erred in reading into jurisdictional § 2(b) the judicial interpretation
of the term 'neglect' created in the context of terminating an individual's
parental rights under the Michigan juvenile code." Id.,
p 1. [FN7]
FN7.
"I am unable to agree that either the language of jurisdictional
§ 2(b) or the evident legislative purpose of the juvenile code
permits [the majority's] conclusion." Id.,
p. 2 (Boyle, J., dissenting).
*32
On June 22, 1988, we granted leave to appeal. 430 Mich. 892
(1988).
II
At the time of the adjudicative hearing in the instant case, M.C.L. § 712A.2(b);
M.S.A. § 27.3178(598.2)(b) provided that the juvenile
division of the probate court may acquire jurisdiction over any child
under eighteen years of age found within the county:
"(1)
Whose parent or other person legally responsible for the care and maintenance
of the child, when able
to do so, neglects
or refuses to provide proper or necessary support, education as required
by law, medical, surgical, or other care necessary for his or her health
or morals, or who is deprived of emotional well-being, or who is abandoned
by his or her parents, guardian, or other
custodian, or who is otherwise without proper custody or guardianship.
"(2)
Whose home or environment,
by reason of neglect, cruelty, drunkenness, criminality, or depravity
on the part of a parent, guardian, or other custodian, is an unfit place
for the child to live in."
(Emphasis added.) [FN8]
FN8.
Section 2(b) of the code was amended by 1988 P.A. 224 as follows:
"(b)
Jurisdiction in proceedings concerning any child under 18 years of age
found within the county:
"(1)
Whose parent or other person legally responsible for the care and maintenance
of the child, when able to do so, neglects or refuses to provide proper
or necessary support, education, medical, surgical, or other care necessary
for his or her health or morals, who
is subject to a substantial risk of harm to his or her mental well-being,
who is abandoned by his or her parents, guardian, or other custodian,
or who is ... without proper custody or guardianship. As used
in this subparagraph:
"(A)
'Education' means learning
based on an organized educational program that is appropriate, given the
age, intelligence, ability, and any psychological limitations of a child,
in the subject areas of reading, spelling, mathematics, science, history,
civics, writing, and English grammar.
"(B)
'Without proper custody
or guardianship' does not include the situation where a parent has placed
the child with another person who is legally responsible for the care
and maintenance of the child and who is able to and does provide the child
with proper care and maintenance.
"(2)
Whose home or environment, by reason of neglect, cruelty, drunkenness,
criminality, or depravity on the part of a parent, guardian, or other
custodian, is an unfit place for the child to live in." (Emphasis
added.)
As
indicated, the primary purpose of the amendment was to define "education"
and "without proper custody or guardianship" as those terms
are used in § 2(b)(1). Section 2(b)(2), the provision
at issue here, remains unchanged.
*33
"Neglect" is not defined in the juvenile code, although the
term appears in both the jurisdictional provisions quoted above and the
subsection governing the termination of parental rights, M.C.L. § 712A.19a(e);
M.S.A. § 27.3178(598.19a)(e).
[FN9] In our view, a comparison of these jurisdictional provisions
sheds light on the proper construction of "neglect" in § 2(b)(2).
FN9.
M.C.L. § 712A.19a; M.S.A. § 27.3178(598.19a)
provided: "Where
a child remains in foster care in the temporary custody of the court following
the initial hearing provided by section 19, the court may make a final
determination and order placing the child in the permanent custody of
the court, if it finds any of the following:
* * *
* * *
"(e)
The parent or guardian is unable to provide a fit home for child by reason
of neglect."
**793
According to § 2(b)(1), jurisdiction may be conferred upon the
probate court if a parent, "when able to do so," neglects or
refuses to provide necessary support or care. This subsection,
which uses "neglect" as a verb, is subjective on its face. By
inserting "when able to do so," the Legislature has created
a "built-in" culpability requirement.
Subsection 2(b)(2), on the other
hand, uses "neglect" as a noun and speaks to the objective condition
of the home. Jurisdiction may be conferred under this subsection
if the home is in fact
an *34
unfit place for the child to live. This subsection, by its own terms,
mandates an inquiry into the objective state of being neglected rather
than an examination of the individual causes or reasons for the neglect.
We agree with Judge Boyle that § 2(b) contemplates
the assumption of jurisdiction in both situations.
The respondent asserts that because "neglect" is not expressly
defined in the act, the term should be given "its plain and ordinary
meaning." According to Webster, the verb "neglect"
means "to give little attention or respect to: Disregard: to
leave undone or unattended to esp. through carelessness." Webster's
Ninth New Collegiate Dictionary
(1985), p 791. The respondent interprets this definition to
suggest that a person may only neglect something intentionally or carelessly.
We disagree. In our view, this definition is devoid
of any requirement of specific intent or culpability. In any
event, as stated previously, "neglect" as used in § 2(b)(2)
is a noun, which is defined by Webster as "the condition of being
neglected." Id.
This definition contains no element of mens rea.
The respondent further contends
that because "neglect" is given as a basis for jurisdiction
along with "cruelty, drunkenness, criminality, or depravity"
in § 2(b)(2), the Legislature must have intended to incorporate
an element of culpability. According to the respondent, each
of the enumerated conditions suggests some degree of fault or blameworthiness
on the part of the parent. Thus, because "neglect"
was included in this list, that condition must also imply a certain degree
of culpability. We disagree. In our view, had
the Legislature intended to require "culpable neglect" or "intentional
neglect" in § 2(b)(2), it could have readily stated so.
*35
III
In requiring a finding of culpable neglect at the jurisdictional stage,
the Court of Appeals relied on a line of recent decisions interpreting
" neglect" in § 19a(e). In
re Bedwell, 160 Mich.App.
168, 408 N.W.2d 65 (1987) (involving an emotionally disturbed mother);
In re Tedder,
150 Mich.App. 688, 389 N.W.2d 149 (1986), lv. den. 426 Mich. 874 (1986)
(involving a paranoid schizophrenic parent); In
re McDuel, supra (involving
a parent inflicted with multiple sclerosis and confined to a wheelchair);
In re Bailey,
125 Mich.App. 522, 336 N.W.2d 499 (1983) (involving mentally retarded
parents). See also In
re Kellogg, 157 Mich.App.
148, 403 N.W.2d 111 (1987) (involving a parent with a history of alcohol
abuse, manic depression, and attempted suicide). But see In
re Sterling, 162 Mich.App.
328, 412 N.W.2d 284 (1987), certified conflict declined 429 Mich. 1210,
414 N.W.2d 888 (1987) (involving parental drug and alcohol abuse).
Except for Sterling,
[FN10] each of these cases holds that to be neglectful under the termination
statute, a parent must "have committed some act or omission which
is blameworthy. We cannot assign blame to **794
one who is incapacitated by disease." McDuel,
supra, 142 Mich.App.
at p. 486, 369 N.W.2d 912.
[FN11] Given this interpretation of "neglect" in § 19a,
the Court of Appeals in the *36
instant case reasoned that culpability must also be read into "neglect"
in § 2(b)(2):
FN10.
In Sterling,
the Court of Appeals expressly declined to follow the Bailey-McDuel-Tedder
line of cases,
holding that "a finding of culpability or intent to neglect is not
a legislative requirement for the termination of parental rights under
§ 19a(e)." Sterling,
supra, 162 Mich.App.
at p. 337, 412 N.W.2d 284. In dicta, the panel also stated
that culpability would not be required for the initial exercise of jurisdiction.
Id.
at p. 339, 412 N.W.2d 284.
FN11.
Other panels of the Court of Appeals have affirmed termination orders
under § 19a(e) without even mentioning a finding of culpability
or blameworthiness. In
re Riffe, 147 Mich.App.
658, 382 N.W.2d 842 (1985), lv. den. 424 Mich. 904 (1986); In
re Slis, 144 Mich.App.
678, 375 N.W.2d 788 (1985); In
re Harmon, 140 Mich.App.
479, 364 N.W.2d 354 (1985).
"A provision should be read
in connection and in harmony with the rest of the statute. Cliffs
Forest Products Co v. Al Disdero Lumber Co,
144 Mich App 215, 222; 375 NW2d 397 (1985), lv den 424 Mich 896
(1986). It would be anomalous, inconsistent, and unwise to
define 'neglect' in two different ways within the same statute. We
consider logic, fairness, and common sense to require
congruity in the judicial interpretation of the term 'neglect' as it appears
in the jurisdictional and permanent custody provisions of the probate
code...." Jacobs,
supra, slip op, p.
7.
We
reject this construction of § 2(b)(2). The Court
of Appeals cites no authority for its proposition that "neglect"
in § 2(b)(2) must be interpreted in the same manner as "neglect"
in the termination statute. In our view, because the jurisdictional
and termination provisions serve completely different functions in the
juvenile code,
[FN12] the meaning of "neglect" in each statute should be explored
independently.
FN12.
At the time of the child protective proceedings in the instant case, Michigan
Court Rules and case law recognized the clear distinction between the
adjudicative phase
where the court "determines whether the child comes within the court's
jurisdiction under the juvenile code [§ 2(b) ] as alleged in the
petition" and the dispositional
phase where the court
determines "measures to be taken ... with respect to the child and
adults properly within its jurisdiction." MCR 908(A).
Because a dispositional hearing could result in the ultimate
termination of parental rights pursuant to § 19a, a higher standard
of proof is required. According to MCR 908(C)(2), the standard of proof
at the termination stage is "clear and convincing evidence"
while the standard at the initial jurisdictional
level is merely "proof by a preponderance of the evidence."
See also Fritts
v. Krugh, 354 Mich.
97, 110-112, 92 N.W.2d 604 (1958); In
re Riffe, supra, 147
Mich.App. at pp. 668-669, 382 N.W.2d 842.
In any event, the Legislature
has recently eliminated any ambiguity regarding the requirement of culpable
neglect in § 19a(e). 1988 P.A. 224, which *37
became effective April 1, 1989, modifies several provisions of the juvenile
code. See, e.g., n. 8. Pertinent to our analysis
is newly amended § 19b(3)(d):
"(3)
The court may terminate the parental rights of a parent to a child if
the court finds, by clear and convincing evidence, 1 or more of the following:
* * * * * *
"(d)
The parent, without
regard to intent, fails
to provide proper care or custody for the child and there is no reasonable
expectation that the parent will be able to provide proper care and custody
within a reasonable time considering the age of the child." (Emphasis
added.)
In our view, permitting final
termination on the basis of neglect (or, according to the new statutory
language, for the "fail[ure] to provide proper care") without
regard to intent supports our conclusion that culpable neglect need not
be shown at the jurisdictional phase of the proceeding. If
culpability
or blameworthiness is not required for final disposition, it certainly
would not be required at the initial adjudicative stage, where the court
merely decides whether or not to assume jurisdiction over the affected
children.
Mandating a finding of culpability
at the jurisdictional phase contravenes the established purpose of the
statutory scheme which is to protect children from an unfit home environment
and to preserve the existence of the family unit, if the latter alternative
is at all possible. Sterling,
supra, 162 Mich.App.
at p. 339, 412 N.W.2d 284; Jacobs,
supra, p. 3 (Boyle,
J., dissenting).
**795
The newly amended juvenile code provisions illustrate these legislative
goals. For example, M.C.L. § 712A.1; M.S.A.
§ 27.3178(598.1) instructs the probate courts to construe the
juvenile code liberally "*38
to the end that each child coming within the jurisdiction of the court
shall receive the care, guidance, and control, preferably
in his or her own home,
as will be conducive to the child's welfare...." (Emphasis
added.) Furthermore, § 18f of the act mandates that
if an agency, in a § 2(b) proceeding, advises the court against
placing the child in the custody of the parents, that agency must prepare
a report setting forth, among other things, the "[e]fforts to be
made by the agency to
return the child to his or her home."
M.C.L. § 712A.18f(3)(c); M.S.A. § 27.3178(598.-
18f)(3)(c) (emphasis added). Similarly, according to § 19,
if a child is placed
in foster care, the court must hold a regular "review hearing"
(every ninety-one days) in order to evaluate "the performance of
the child, the child's parent, guardian, or custodian, the juvenile worker,
and other persons providing assistance to the child and his or her family."
M.C.L. § 712A.19(2); M.S.A. § 27.3178(598.19)(2).
This section also requires that the court, at each review
hearing, determine "[w]hether there is a reasonable likelihood that
the child may be returned
to his or her home
prior to the next review hearing...." M.C.L. § 712A.19(8)(b);
M.S.A. § 27.3178(598.19)(8)(b). (Emphasis added.)
As illustrated by these provisions
and by the record in the instant case, when the state intervenes at the
adjudicative (jurisdictional) stage, substantial effort is expended to
improve the home situation and, if at all possible, to return the child
to the custody of the parents. In the instant matter, when
Jeffrey and Forest were originally placed in foster care, the DSS immediately
assigned two social workers to the case. The workers interviewed
and evaluated all of the involved parties. *39
In fact, because of her serious health problems, the DSS required the
respondent mother to be examined by various medical doctors and psychologists.
Later, at the dispositional hearing, one of the workers presented
a fair and workable placement plan whereby the children would be returned
to the custody of their parents within a month approximately. This
plan was, in fact, adopted by the probate court. See
n. 5.
In our view, requiring "a
finding of culpable neglect before the state's resources may be employed"
to help remedy unsatisfactory living conditions would undoubtedly frustrate
the Legislature's established goals. See Jacobs,
supra, p. 3 (Boyle,
J., dissenting). We also believe that requiring a finding
of culpable neglect at this early stage would improperly shift the focus
of the proceeding from the child to the parent.
IV
Having
examined the record in the instant case, we are persuaded that the probate
court properly assumed jurisdiction over the respondent's children. According
to MCR 5.908(A)(1)(a) and (C)(1), a court's exercise of jurisdiction must
be supported by a preponderance of the evidence. See, e.g.,
In re Riffe, supra,
147 Mich.App. at p. 669, 382 N.W.2d 842. In the instant case,
however, because the children are members of the Chippewa Tribe, the Indian
Child Welfare Act, 25 U.S.C. § 1901 et
seq., applies [FN13]
and the appropriate standard, *40
therefore, is "clear and convincing evidence."
FN13.
The probate court acknowledged this fact on the record at the adjudicative
hearing:
"Before
we go any further I should indicate that there is a notification of membership
in the Tribe, and one of the allegations admitted to in the petition is
obviously the tribal membership, which was admitted, and there is a representative
of the Tribe here, Ms. Christine Moody, and that obviously the Indian
Child Welfare Act would apply in this particular case. So
there is no confusion on that."
Section
1912(e) of the act provides that a child may not be placed in foster care
unless there is "a determination, supported
by clear and convincing evidence,
including testimony of qualified expert witnesses, that the continued
custody of the child by the parent or Indian custodian is likely to result
in serious emotional or **796
physical damage to the child." (Emphasis added.) [FN14]
FN14.
A higher standard of proof for final termination is similarly required
under the act. Section 1912(f) provides:
"No
termination of parental rights may be ordered in such proceeding in the
absence of a determination, supported
by evidence beyond a reasonable doubt,
including testimony of qualified expert witnesses, that the continued
custody of the child by the parent or Indian custodian is likely to result
in serious emotional or physical damage to the child." (Emphasis
added.)
Having observed the admissions and testimony at the adjudicative hearing,
the probate court determined that it should assume jurisdiction over the
Jacobs children and that they should remain in temporary foster care.
The probate court expressly stated that its determination
was supported "by clear and convincing evidence." [FN15]
FN15.
In light of the applicability of the Indian Child Welfare Act in the instant
case, we find that the Court of Appeals erroneously applied the "preponderance
of the evidence" standard.
Respondent Smith admitted that
she had suffered a stroke and that the resulting physical limitations
severely impaired her ability to provide proper or direct care to her
sons. The respondent also testified that she would require
live-in assistance in caring for her children and that she had not yet
secured a home for the family. Apparently, at the time of
the hearing, the respondent father was also unable to care for the children
because his mother, with whom he was then living, was recovering from
surgery.
*41
We disagree with Justice Levin's assertion that there is no evidence of
"neglect" in this case. P. 797. The
respondent herself admitted that her children had not been receiving "proper"
care and that the family was, at
the time, without a place in which to live. These facts, in
our view, provide adequate evidence of "neglect" for purposes
of jurisdictional § 2(b)(2).
We
acknowledge the distressing nature of the respondent's situation and commend
her for coming forward to the DSS when she was unable to care for her
children. We recognize that the respondent has not intentionally
or culpably neglected her children. The purpose of the juvenile
code, however, is to protect children from an unfit home, "not to
punish bad parents." Sterling,
supra, 162 Mich.App.
at p. 339, 412 N.W.2d 284. Were we to require a showing of
culpable neglect before a probate court may exercise jurisdiction, an
entire class of children, i.e., those neglected by blameless parents,
would remain neglected.
[FN16]
FN16.
We disagree with the respondent's assertion that our holding would have
a chilling effect on disabled or handicapped parents whose illnesses interfere
with their ability to care for their children. According to the respondent,
such parents would be dissuaded from approaching the DSS for assistance
out of fear that they will lose custody of their children.
This
contention, in our view, belies the stated purpose of the juvenile code
which is to attempt to improve the home environment and to keep the family
unit intact whenever possible. Moreover, as stated above,
the respondent's assertion is wholly unsupported in the record before
us. In the instant case, it is quite clear that the DSS and
the probate court intended to use every possible means to improve the
children's homelife and to reunite them with their parents. In
fact, at the conclusion of the dispositional hearing, the court stated
on the record that its long-term plan was "to terminate jurisdiction"
as soon as the home environment had improved sufficiently.
Accordingly, we hold that culpability
is not a prerequisite for probate court intervention under § 2(b)(2).
In light of the respondent's admissions and other evidence
presented at the adjudicative *42
hearing, we find that the home environment was unfit for Jeffrey and Forest
and that the court's exercise of jurisdiction pursuant to § 2(b)(2)
was supported by clear and convincing evidence. The decision
of the Court of Appeals is reversed.
GRIFFIN, BRICKLEY and ARCHER,
JJ., concur.
BOYLE, J., not participating.
LEVIN, J. (dissenting).
We agree with the majority that
§ 2(b) [FN1]
does not provide for a finding of "culpable" **797
neglect. It does, however,--absent a finding of "cruelty,
drunkenness, criminality or depravity"--require a finding of "neglect."
[FN2]
A finding that the home or environment "is an unfit place for
the child to live in" does not suffice to confer jurisdiction unless
the home or environment is unfit "by reason of neglect, cruelty,
drunkenness, criminality, or depravity on the part of the parent."
[FN3]
FN1.
At the time this action arose, § 2(b) provided:
"Except
as otherwise provided in this section, the juvenile division of the probate
court shall have:
* * *
* * *
"(b)
Jurisdiction in proceedings concerning any child under 17 years of age
found within the county:
"(1)
Whose parent or other person legally responsible for the care and maintenance
of the child, when able to do so, neglects or refuses to provide proper
or necessary support, education as required by law, medical, surgical,
or other care necessary for his or her health or morals, or who is
deprived of emotional well-being, or who is abandoned by his or her parents,
guardian, or other custodian, or who is otherwise without proper custody
or guardianship.
"(2)
Whose home or environment, by reason of neglect, cruelty, drunkenness,
criminality, or depravity on the part of a parent, guardian, or other
custodian, is an unfit place for the child to live in." M.C.L.
§ 712A.2; M.S.A. § 27.3178(598.2).
FN2.
Id.
See subsection (2).
FN3.
Id.
We would vacate the decision
of the Court of *43
Appeals and remand the cause to the Court of Appeals for further proceedings
for the following reasons:
(1) Although there is no statutory
requirement of "culpability" there is a statutory requirement
of "neglect" under both subsection (1) and subsection (2) of
§ 2(b).
[FN4]
FN4.
See n. 1.
(2) Although the jurisdictional allegation in the amended petition was
grounded in § 2(b)(1), the judge found neglect on the basis
of § 2(b)(2).
(3) There was no evidence that
either of Lorraine Smith's two children, who had been in foster care under
the supervision of Protective Services for over six weeks when the amended
petition was filed, were in fact neglected.
(4) While the judge found that
jurisdiction was established under § 2(b)(2), he did not expressly
find neglect or state how the children had been neglected or that Lorraine
Smith's physical limitations and multiple residences had resulted in neglect
of the children.
[FN5]
FN5.
The judge said only:
"Further,
the Court finds that Lorraine Smith presently,
at this point in time
is without a proper residence along with her inability to care for her
children." (Emphasis supplied.)
I
The amended petition was grounded on § 2(b)(1) and not § 2(b)(2).
[FN6]
FN6.
The amended petition alleged that Jeffrey and Forest Jacobs "come
within the provisions of ... § 2(b)(1)(2)" on the following
basis:
"Allegations:
"Whose
parents or other persons legally responsible for the care and maintenance
of such children, when able to do so, neglects to provide proper or necessary
support or other care necessary for his or her health or well-being or
who is abandoned by his or her parents, regarding, or other custodian,
or is otherwise without proper custody or guardianship to wit: [there
then followed the specific factual allegations regarding Lorraine Smith's
physical impairment, residences and other matters]."
Although
the amended petition stated that the children came within the provisions
of both subsection (1) and subsection (2) of § 2(b), the foregoing
is almost word for word the substance of subsection (1) thereby limiting
the specific factual allegations thereafter following to a claim arising
under § 2(b)(1). See n. 1 for text of § 2(b).
*44
Lorraine Smith admitted the allegations in the amended petition that (1)
she had physical limitations which impaired her ability to provide proper
or direct care to her children, Jeffrey Jacobs [FN7]
and Forest Jacobs, [FN8]
"to wit: complications from brain surgery which took place
on or about April 19, 1986, to relieve a right temporal lobe hematoma;"
(2) in the seven
weeks between her return to Sault Ste. Marie in early October, 1986, and
the filing of the amended petition in late November, 1986, she had lived
in no less than seven residences including her parents' home, a domestic
violence shelter, a Hiawathaland Home, and in at least two adult foster
home placements; (3) her children had been placed in foster **798
care since October 10, 1986, one week after she returned to Sault Ste.
Marie.
FN7.
Date of birth June 4, 1984.
FN8.
Date of birth March 27, 1986.
The amended petition alleged
and Lorraine Smith "admitted" that she and her husband, Scott
Jacobs, had made regular visits and contact with their children.
Lorraine Smith denied that she
was currently without proper residence to establish adequate care for
her children, and the probate judge said that testimony would be taken
on that issue only.
Lorraine Smith testified at the
December 3, 1986, adjudication hearing that she had lived for *45
the two preceding weeks in the three bedroom home of her cousin, Alvin
Menard, on Superior Street. She planned on renting a trailer
at 4 o'clock in the afternoon on the day of the hearing from Howard Talentino
at 508 West 24th Street and said that she had saved sufficient money
to do so. She conceded that she could not care for her children
at her cousin's home, but said she had made arrangements with Evelyn Sasuchi
[FN9]
to stay with her at the trailer twenty-four hours a day and that she could
take care of the children with Evelyn Sasuchi's assistance. Lorraine
Smith said she needed assistance in changing diapers and holding the children
because she had limited use of her left hand. Evelyn Sasuchi
would be joining Lorraine Smith as soon as she had possession of the trailer.
FN9.
She had met Evelyn, who was eighteen years old, at the domestic violence
shelter on October 6.
There were no other witnesses
and no other evidence. Our review is necessarily limited to
the record made at the adjudication hearing. We may not properly
consider anything else.
After both sides rested, the
probate judge proceeded, without inviting argument by counsel, to announce
that, on the basis of Lorraine Smith's admissions of allegations in the
petition and his finding that she "presently, at this point in time
is without a proper residence along with her inability to care for her
children," the court would assume jurisdiction under § 2(b)(2),
the
language of which he then read into the record.
The judge continued that he was
satisfied that he had jurisdiction by clear and convincing evidence and
even "beyond a reasonable doubt that there is jurisdiction in this
matter."
When the judge finished announcing
his decision, Lorraine Smith's lawyer stated for the record *46
his position "that the actions that Lorraine Smith has taken do not
constitute neglect. Her physical incapacity does not constitute
neglect." He added that it was Lorraine Smith who "contacted
the Department of Social Services asking for assistance in the placement
of her children."
The judge responded stating that
the decision of the Court of Appeals, In
re McDuel, 142 Mich.App.
479, 369 N.W.2d 912 (1985), relied on by Lorraine Smith's lawyer, concerned
termination of parental rights but did not have application at the adjudication
phase for the purposes of "determining jurisdiction under neglect
as defined" in § 2(b)(2).
II
All the allegations in the amended petition concerned Lorraine Smith.
None concerned her children.
There was no evidence concerning
the relationship between Lorraine Smith's physical limitations and multiple
residences and the claim of neglect respecting
the care of her children who had been in foster care under the supervision
of Protective Services for over six weeks when the amended petition was
filed. There was no evidence that Lorraine Smith's physical
limitations, that "impaired" her ability to provide "proper
or direct care" to the children, or peripatetic residences, had resulted
in neglect of the children, or that the children had been thereby affected
in some manner that might be thought to amount to neglect. There
was no evidence that the children were found in a state of neglect.
To be sure, Lorraine Smith had
admitted that her physical affliction "impaired" her **799
ability to provide proper or direct care for her children. It
appears that she was without adequate shelter *47
arrangements for her children in early October, 1986. Recognizing
their plight, she sought the assistance of Protective Services who placed
the children in foster care. The majority "commend[s]"
her for coming forward. [FN10]
That was not neglect.
FN10.
P. 796.
Except for the conclusory statement
that "at this point in time" Lorraine Smith was "without
proper residence," [FN11]
the judge did not indicate why he
had concluded--if he had so concluded--that the trailer Lorraine Smith
had planned to rent would not be a proper residence.
FN11.
The judge said:
"Further,
the Court finds that Lorraine Smith presently,
at this point in time
is without a proper residence along with her inability to care for her
children." (Emphasis supplied.)
Nor did the judge indicate on
what basis he concluded--if he had so concluded--that Lorraine Smith would
be unable, with the assistance of Evelyn Sasuchi, to diaper, hold and
care for her children.
The judge did not explain the
relationship between Lorraine Smith's physical limitations and multiple
residences and his conclusion that her children were within the jurisdiction
of the court, i.e., neglected. Nor was there any finding that
the children had in fact been neglected, or, to repeat, evidence that
would have supported such a finding. The judge found only
that Lorraine Smith had a physical impairment and did not at the time
have a proper residence.
The need for specificity in allegation,
evidentiary support and fact finding is demonstrated by the judge's non
sequitur conclusion that because Lorraine Smith
had physical impairments and was without proper residence her children
were within the jurisdiction of the court, i.e., neglected.
*48
III
The majority states that the clause, "when able to do so," in
§ 2(b)(1)--the only subsection in respect to which there are
specific factual allegations in the amended petition--"created a
'built-in' culpability requirement," and then concludes, as to subsection
2(b)(2), that under that subsection jurisdiction may be conferred "if
the home is in fact
an unfit place for the child to live." (Emphasis in original.)
It is said that under this subsection the inquiry is "into
the objective state of being neglected rather than an examination of the
individual causes or reasons for the neglect," and that neglect is
"the condition of being neglected." Pp. 792-793.
There was no evidence in the instant case that the "condition"
of the children was one of neglect or that they were found in a state
of neglect.
The majority refers [FN12]
to a dictionary definition of "neglect," "to give little
attention or respect to; Disregard; to leave undone or unattended
esp [ecially] through carelessness." So defined, there
was no neglect. Lorraine Smith did not give little attention or respect
to, or disregard her children, or leave them unattended.
FN12.
P. 793.
Another dictionary similarly
states that neglect means, among other things, "to pay no attention
or too little attention to; disregard or slight"; "to
be remiss in the care or treatment of; to neglect one's family;
to neglect one's appearance." [FN13]
It also states, paralleling somewhat a statement in the majority
opinion [FN14]
that it also means "the fact or state of being neglected; a
beauty marred by neglect."
FN13.
Random House Dictionary
of the English Language,
2d ed, unabridged.
FN14.
Id.
*49
Conceding that the term "neglect" may include a child who has
been subjected to neglect, the question remains, what is neglect? To
say in effect that it means a child whose home is in fact an unfit place
without regard to whether there was neglect is to read the statutory standard
out of the statute.
While the term "neglect"
does not require a finding of culpability, it does require a finding of
inattention, disregard, remiss, omission, through indifference
or carelessness, a mischoice. Neglect comes from the Latin
"legere," "to gather (esp **800
fruit), hence to collect, to assemble, hence to choose," and thus,
in the negative, "not to gather or assemble, hence to disdain, to
neglect." [FN15]
FN15.
Partridge, Origins (New York: Macmillan Co, 1958), pp 345-346.
There was no evidence that Lorraine
Smith made a choice to use whatever funds she had to purchase personal
luxuries rather than to provide for her children. There was no indication
that she did not do whatever she was able to do for her children. It
appears that their needs were in fact attended to by Lorraine Smith, private
agencies, and Protective Services.
There was no evidence or finding
that the children were in a state of neglect. There was no
evidence that at the time of the hearing the children were or had been
without proper care. The evidence was to the effect that when
Lorraine Smith found she could not adequately care for the children, she
sought assistance from Protective Services rather than permit the children
to be in a state of neglect. At the time of the hearing, they
were in foster care and presumably had not been neglected.
There was no evidence that would
have justified the judge in concluding that
the children would be *50
neglected if they were to have moved into the trailer with their mother
and Evelyn Sasuchi. Accordingly, even under the majority's
construction of "neglect," there was no evidence, let alone
clear and convincing evidence, that the children were neglected or that
their home or environment was an unfit place for them to live.
IV
The majority finds support for its construction of the statute in a 1988
amendment providing for termination of parental rights "without regard
to intent," [FN16]
stating:
FN16.
There is no need to review what the Court of Appeals has said in construing
M.C.L. § 712A.19a(e); M.S.A. § 27.3178(598.19a)(e)
in order to decide this case which arises under § 2(b).
"If culpability of blameworthiness
is not required for final disposition, it certainly would not be required
at the initial adjudicative stage, where the court merely decides whether
or not to assume jurisdiction over the affected children." [FN17]
FN17.
P. 794.
The 1988 amendments, read as a whole, indicate that the Legislature intended
a high threshold before there is judicial intervention or children are
taken, even temporarily, from the custody of a parent.
[FN18] It appears that the Legislature intended *52
by **801
the 1988 amendments that there be a higher standard under § 2(b)
than under former § 19a(e).
[FN19] To read the amendment of § 19a, eliminating the
need for a finding of intent at the termination stage, as also lowering
the standard for judicial intervention under § 2(b) is, with
respect, a misreading of the 1988 amendments.
[FN20]
FN18.
The statute as amended provides in part:
"If
a petition [alleging that a child comes within the provisions of § 2(b)
] is authorized, the court may order
placement of the child with someone
other than a parent
if the court after hearing determines that both
of the following conditions exist:
"(a)
Custody of the child with a parent, guardian, or custodian presents a
substantial risk of harm to the child's life, physical health, or mental
well-being and no provision
of service or other arrangement except removal
of the child is reasonably available to adequately safeguard the child
from such risk. "(b)
Conditions of custody of the child away from a parent, guardian or custodian
are adequate to safeguard the child's health and welfare." M.C.L.
§ 712A.13a(4); M.S.A. § 27.3178(598.13a)(4).
"(1)
If, in a proceeding under section 2(b) of this chapter, an
agency advises the court against placing a child in the custody of the
child's parent, guardian
or custodian, the agency shall
report in writing to
the court what efforts
were made to prevent the child's removal
from his or her home or the efforts made to rectify the conditions that
caused the child's removal from his or her home. The report
shall include all of the following:
"(a)
If services were provided to the child and his or her parent, guardian,
or custodian, the services,
including in-home services, that were provided.
"(b)
If services were not provided to the child and his or her parent, guardian,
or custodian, the reason
why services were not provided.
|